UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ROOF
6001
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
| $77.7K | ﹤0.01% |
4,367
+1,488
| +52% | +$28.6K |
|
6002
GigaCloud Technology
GCT
$1.88B
| $77.4K | ﹤0.01% |
8,789
+7,699
| +706% | +$79.4K |
|
|
NSLR
6003
Neostellar Capital Corp
NSLR
$279M
| $77.3K | ﹤0.01% |
21,360
-14,395
| -40% | -$53.4K |
|
6004
Direxion Daily Regional Banks Bull 3X ETF
DPST
$420M
| $77.2K | ﹤0.01% |
+1,424
| New | +$97.1K |
|
6005
MeiraGTx Holdings
MGTX
$1.22B
| $77.1K | ﹤0.01% |
15,712
-4,789
| -23% | -$29.1K |
|
6006
American Coastal Insurance
ACIC
$464M
| $77.1K | ﹤0.01% |
10,473
-427
| -4% | -$2.76K |
|
6007
iShares MSCI BIC ETF
BKF
$76.4M
| $77.1K | ﹤0.01% |
2,293
| – | – |
|
6008
Acacia Research
ACTG
$451M
| $76.9K | ﹤0.01% |
21,082
-370
| -2% | -$1.42K |
|
|
BRDG
6009
DELISTED
Bridge Investment Group
BRDG
| $76.9K | ﹤0.01% |
8,364
+2,579
| +45% | +$28.5K |
|
6010
Global X S&P 500 Quality Dividend ETF
QDIV
$30.8M
| $76.8K | ﹤0.01% |
2,518
+1,233
| +96% | +$39.1K |
|
6011
CoinShares ETF Trust CoinShares Bitcoin and Ether ETF
BTF
$13.5M
| $76.8K | ﹤0.01% |
1,539
+461
| +43% | +$24.3K |
|
6012
Immunocore
IMCR
$1.71B
| $76.7K | ﹤0.01% |
1,478
-398
| -21% | -$23.6K |
|
6013
Aegon
AEG
$14B
| $76.4K | ﹤0.01% |
15,923
-5,346
| -25% | -$27.5K |
|
6014
WisdomTree US AI Enhanced Value Fund
AIVL
$438M
| $76.4K | ﹤0.01% |
859
+6
| +0.7% | +$562 |
|
6015
Innovator US Equity Buffer ETF November
BNOV
$213M
| $76.4K | ﹤0.01% |
2,333
+884
| +61% | +$30.1K |
|
6016
Inogen
INGN
$154M
| $76.3K | ﹤0.01% |
14,626
+2,092
| +17% | +$14.9K |
|
6017
MarketWise
MKTW
$54.7M
| $76.3K | ﹤0.01% |
2,386
-90
| -4% | -$3.05K |
|
6018
Algoma Steel
ASTL
$463M
| $76.2K | ﹤0.01% |
11,200
+109
| +1% | +$782 |
|
6019
NovoCure
NVCR
$1.98B
| $76.1K | ﹤0.01% |
4,711
-5,958
| -56% | -$172K |
|
|
JIDA
6020
DELISTED
JPMorgan ActiveBuilders International Equity ETF
JIDA
| $75.9K | ﹤0.01% |
+1,731
| New | +$78.5K |
|
6021
Stevanato
STVN
$5.81B
| $75.8K | ﹤0.01% |
+2,550
| New | +$79.8K |
|
6022
Apogee Therapeutics
APGE
$10.2B
| $75.8K | ﹤0.01% |
+3,557
| New | +$78.4K |
|
|
RYZB
6023
DELISTED
RayzeBio, Inc. Common Stock
RYZB
| $75.7K | ﹤0.01% |
+3,409
| New | +$71.6K |
|
|
CCRD
6024
DELISTED
CoreCard
CCRD
| $75.6K | ﹤0.01% |
3,779
-893
| -19% | -$19.9K |
|
|
PMT
6025
PennyMac Mortgage Investment
PMT
$832M
| $75.4K | ﹤0.01% |
6,078
-50,396
| -89% | -$660K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.