UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
576
Vanguard Total International Bond ETF
BNDX
$82.3B
| $89.5M | 0.03% |
1,571,931
+56,155
| +4% | +$3.24M |
|
577
CALL
Stellantis
STLA
$21.2B
| $89.3M | 0.03% |
4,675,060
+380,000
| +9% | +$7.52M |
|
578
Western Midstream Partners
WES
$19.1B
| $89.1M | 0.03% |
4,250,138
+580,757
| +16% | +$11.6M |
|
|
DIDI
579
DELISTED
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
| $89M | 0.03% |
11,424,815
+11,419,440
| +212,455% | +$108M |
|
580
Biogen
BIIB
$30.5B
| $88.8M | 0.03% |
313,963
+74,754
| +31% | +$24.5M |
|
581
ARK Genomic Revolution ETF
ARKG
$1.66B
| $88.5M | 0.03% |
1,184,279
-238,931
| -17% | -$20M |
|
|
SCHW
582
Charles Schwab
SCHW
$188B
| $88.3M | 0.03% |
1,212,455
-267,863
| -18% | -$19.1M |
|
583
Stanley Black & Decker
SWK
$15.6B
| $87.8M | 0.03% |
501,004
-5,421
| -1% | -$1.06M |
|
584
PUT
Moderna
MRNA
$22.5B
| $87.8M | 0.03% |
228,100
-46,900
| -17% | -$17.3M |
|
|
SIVB
585
DELISTED
SVB Financial Group
SIVB
| $87.8M | 0.03% |
135,703
-32,572
| -19% | -$18.9M |
|
|
FRC
586
DELISTED
First Republic Bank
FRC
| $87.8M | 0.03% |
455,048
-20,556
| -4% | -$4.04M |
|
|
587
CALL
Adobe
ADBE
$103B
| $87.6M | 0.03% |
152,160
-7,605
| -5% | -$4.79M |
|
588
Clorox
CLX
$12.8B
| $87.5M | 0.03% |
528,507
+7,338
| +1% | +$1.26M |
|
589
Enbridge
ENB
$113B
| $87M | 0.03% |
2,186,457
-5,329
| -0.2% | -$210K |
|
590
PUT
Chipotle Mexican Grill
CMG
$43.7B
| $86.6M | 0.03% |
2,383,600
+1,175,000
| +97% | +$42.7M |
|
591
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.49B
| $86.2M | 0.03% |
891,003
-190,881
| -18% | -$16.2M |
|
592
CALL
Duke Energy
DUK
$96.2B
| $86.1M | 0.03% |
882,209
+618,395
| +234% | +$64M |
|
593
PUT
Costco
COST
$418B
| $86.1M | 0.03% |
191,594
+99,000
| +107% | +$43.5M |
|
594
Corteva
CTVA
$52.5B
| $86M | 0.03% |
2,044,208
+696,206
| +52% | +$30.1M |
|
595
Gray Television
GTN
$447M
| $85.3M | 0.03% |
3,738,242
+59,676
| +2% | +$1.32M |
|
596
McKesson
MCK
$103B
| $85M | 0.03% |
426,427
+120,901
| +40% | +$24.2M |
|
597
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
| $85M | 0.03% |
776,805
+12,257
| +2% | +$1.34M |
|
598
CALL
Micron Technology
MU
$1.01T
| $84.8M | 0.03% |
1,194,212
-120,558
| -9% | -$9.05M |
|
599
Corning
GLW
$135B
| $84.3M | 0.03% |
2,310,167
+144,490
| +7% | +$5.77M |
|
600
State Street Blackstone Senior Loan ETF
SRLN
$5.33B
| $84.2M | 0.03% |
1,828,925
+306,221
| +20% | +$14.1M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.