UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
576
First Trust North American Energy Infrastructure Fund
EMLP
$4.11B
| $72.4M | 0.03% |
2,841,800
+370,933
| +15% | +$9.23M |
|
577
CALL
Mastercard
MA
$502B
| $72.4M | 0.03% |
242,400
+39,300
| +19% | +$11.1M |
|
578
PUT
Wynn Resorts
WYNN
$10.3B
| $72.3M | 0.03% |
520,600
+388,100
| +293% | +$47.2M |
|
579
D.R. Horton
DHI
$40B
| $72.2M | 0.03% |
1,368,339
-275,775
| -17% | -$14.7M |
|
580
Valero Energy
VLO
$90.1B
| $72.2M | 0.03% |
770,657
-152,782
| -17% | -$14.4M |
|
581
Aon
AON
$76.5B
| $72M | 0.03% |
345,759
+45,186
| +15% | +$8.95M |
|
|
ICPT
582
CALL
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $71.8M | 0.03% |
579,120
| – | – |
|
583
CALL
Goldman Sachs
GS
$300B
| $71.4M | 0.02% |
310,700
+131,070
| +73% | +$28.4M |
|
584
HP
HPQ
$24.9B
| $71.4M | 0.02% |
3,475,674
-1,236,324
| -26% | -$23.4M |
|
585
Entergy
ETR
$50.2B
| $71.3M | 0.02% |
1,190,190
+332,934
| +39% | +$19.6M |
|
|
DSL
586
DoubleLine Income Solutions Fund
DSL
$1.22B
| $70.8M | 0.02% |
3,583,489
-80,157
| -2% | -$1.59M |
|
587
Autodesk
ADSK
$49.5B
| $70.6M | 0.02% |
384,718
+62,287
| +19% | +$10.1M |
|
588
CALL
Annaly Capital Management
NLY
$17.1B
| $70.2M | 0.02% |
+1,861,750
| New | +$67.9M |
|
589
Equity Residential
EQR
$24.9B
| $69.9M | 0.02% |
864,121
+267,200
| +45% | +$22.7M |
|
590
Ashland
ASH
$3.33B
| $69.4M | 0.02% |
906,240
+175,234
| +24% | +$13.3M |
|
591
PUT
Coca-Cola
KO
$377B
| $69.2M | 0.02% |
1,250,900
+625,800
| +100% | +$33.6M |
|
592
Carnival Corporation Ltd
CCL
$38.1B
| $69.1M | 0.02% |
1,359,209
-51,111
| -4% | -$2.28M |
|
593
Citizens Financial Group
CFG
$30.3B
| $68.9M | 0.02% |
1,696,032
-321,658
| -16% | -$12M |
|
|
EQM
594
DELISTED
EQM Midstream Partners, LP
EQM
| $68.8M | 0.02% |
2,300,422
-267,941
| -10% | -$7.45M |
|
|
TGE
595
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
| $68.6M | 0.02% |
3,100,229
-754,997
| -20% | -$14.5M |
|
596
Lumen
LUMN
$6.57B
| $68.5M | 0.02% |
5,188,408
-176,319
| -3% | -$2.36M |
|
597
Labcorp
LH
$25B
| $68.3M | 0.02% |
469,732
+37,605
| +9% | +$5.43M |
|
598
T. Rowe Price
TROW
$23.9B
| $68.2M | 0.02% |
559,733
+93,029
| +20% | +$11M |
|
599
PUT
AT&T
T
$159B
| $68.1M | 0.02% |
2,307,202
+683,448
| +42% | +$19.7M |
|
600
Ross Stores
ROST
$80.5B
| $67.9M | 0.02% |
583,450
+230,402
| +65% | +$25.9M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,307 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.