UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
576
PUT
Applied Materials
AMAT
$403B
| $62.9M | 0.02% |
1,260,000
-70,100
| -5% | -$3.38M |
|
577
Labcorp
LH
$25B
| $62.4M | 0.02% |
432,127
+51,563
| +14% | +$7.52M |
|
578
PUT
Simon Property Group
SPG
$74.4B
| $62.3M | 0.02% |
400,000
-73,500
| -16% | -$11.4M |
|
579
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.89B
| $62.1M | 0.02% |
1,566,711
+144,864
| +10% | +$5.72M |
|
580
PUT
Bristol-Myers Squibb
BMY
$133B
| $62M | 0.02% |
1,222,900
+285,400
| +30% | +$13.4M |
|
581
Carnival Corporation Ltd
CCL
$38.1B
| $61.6M | 0.02% |
1,410,320
-82,361
| -6% | -$3.8M |
|
|
DCP
582
DELISTED
DCP Midstream, LP
DCP
| $61.6M | 0.02% |
2,349,893
+769,563
| +49% | +$21M |
|
583
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
| $61.4M | 0.02% |
1,251,875
+769,019
| +159% | +$38M |
|
584
Arista Networks
ANET
$227B
| $61.4M | 0.02% |
4,110,896
+43,648
| +1% | +$676K |
|
585
Take-Two Interactive
TTWO
$45.4B
| $61.4M | 0.02% |
489,515
-109,625
| -18% | -$13.7M |
|
586
Calamos Strategic Total Return Fund
CSQ
$3.23B
| $61.3M | 0.02% |
4,822,628
+39,736
| +0.8% | +$508K |
|
587
John Hancock Multifactor Mid Cap ETF
JHMM
$5.92B
| $61.3M | 0.02% |
1,664,387
+109,812
| +7% | +$4.01M |
|
588
PUT
ServiceNow
NOW
$115B
| $61.3M | 0.02% |
1,206,500
+1,046,500
| +654% | +$56.9M |
|
589
Aflac
AFL
$64.9B
| $61.1M | 0.02% |
1,168,116
+368,559
| +46% | +$19.5M |
|
|
XYZ
590
CALL
Block Inc
XYZ
$48.4B
| $60.6M | 0.02% |
978,000
+718,000
| +276% | +$48.8M |
|
591
Kraft Heinz
KHC
$30.7B
| $60.6M | 0.02% |
2,167,628
-652,944
| -23% | -$18.8M |
|
|
PCI
592
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
| $60.4M | 0.02% |
2,467,990
+136,992
| +6% | +$3.31M |
|
593
First Trust Technology AlphaDEX Fund
FXL
$2.53B
| $60.4M | 0.02% |
926,477
+4,637
| +0.5% | +$313K |
|
594
Cognizant
CTSH
$24.9B
| $60.2M | 0.02% |
999,644
-186,587
| -16% | -$11.8M |
|
595
GSK
GSK
$104B
| $60.1M | 0.02% |
1,126,562
+139,932
| +14% | +$7.2M |
|
596
Logitech
LOGI
$14.7B
| $59.8M | 0.02% |
1,468,371
-542,964
| -27% | -$21.8M |
|
597
PUT
Oracle
ORCL
$374B
| $59.6M | 0.02% |
1,082,400
-451,400
| -29% | -$24.9M |
|
598
KLA
KLAC
$239B
| $59.5M | 0.02% |
3,732,310
-141,660
| -4% | -$1.98M |
|
599
Service Corp International
SCI
$11.7B
| $59.5M | 0.02% |
1,244,022
-161,783
| -12% | -$7.59M |
|
600
eBay
EBAY
$50.6B
| $59.5M | 0.02% |
1,525,480
+353,654
| +30% | +$14.2M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.