UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PARA
576
DELISTED
Paramount Global Class B
PARA
| $51.9M | 0.02% |
894,581
+233,788
| +35% | +$14.8M |
|
577
Newmont
NEM
$96.6B
| $51.6M | 0.02% |
1,375,819
-86,028
| -6% | -$3.12M |
|
|
VIAB
578
DELISTED
Viacom Inc. Class B
VIAB
| $51.6M | 0.02% |
1,852,609
+506,672
| +38% | +$15.6M |
|
579
Fortive
FTV
$18B
| $51.5M | 0.02% |
1,154,378
-41,382
| -3% | -$1.72M |
|
580
iShares Global Energy ETF
IXC
$2.75B
| $51.4M | 0.02% |
1,513,359
+1,103,931
| +270% | +$35.2M |
|
581
S&P Global
SPGI
$124B
| $51.3M | 0.02% |
328,323
-505,413
| -61% | -$76.8M |
|
582
CALL
Philip Morris
PM
$311B
| $51.2M | 0.02% |
461,100
+376,100
| +442% | +$43.8M |
|
583
Paychex
PAYX
$43.8B
| $50.9M | 0.02% |
849,641
-2,344
| -0.3% | -$134K |
|
|
HTD
584
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$913M
| $50.6M | 0.02% |
1,958,607
+38,023
| +2% | +$974K |
|
|
RSX
585
DELISTED
VanEck Russia ETF
RSX
| $50.5M | 0.02% |
2,267,579
+1,577,056
| +228% | +$32.5M |
|
586
Lincoln National
LNC
$8.04B
| $50.4M | 0.02% |
686,520
+97,498
| +17% | +$6.88M |
|
587
PUT
Canadian Pacific Kansas City
CP
$80.7B
| $50.4M | 0.02% |
1,500,000
| – | – |
|
588
Aflac
AFL
$65.7B
| $50.4M | 0.02% |
1,238,300
+213,870
| +21% | +$8.61M |
|
|
STKL
589
DELISTED
SunOpta
STKL
| $50.3M | 0.02% |
5,783,171
+83,474
| +1% | +$758K |
|
590
Palo Alto Networks
PANW
$259B
| $50.2M | 0.02% |
2,091,822
-695,916
| -25% | -$15.8M |
|
591
American International
AIG
$42.6B
| $50.1M | 0.02% |
815,404
-129,800
| -14% | -$8.09M |
|
592
BlackRock Multi-Sector Income Trust
BIT
$694M
| $50M | 0.02% |
2,674,164
+146,966
| +6% | +$2.69M |
|
593
Dollar Tree
DLTR
$24.9B
| $49.8M | 0.02% |
573,301
+378,447
| +194% | +$28.9M |
|
594
PUT
Cisco
CSCO
$452B
| $49.7M | 0.02% |
1,478,900
+452,900
| +44% | +$14.4M |
|
595
Southwest Airlines
LUV
$22B
| $49.7M | 0.02% |
886,954
+1,150
| +0.1% | +$64.5K |
|
596
Rithm Capital
RITM
$5.6B
| $49.6M | 0.02% |
2,967,512
-872,597
| -23% | -$14.3M |
|
597
First Trust Senior Loan Fund ETF
FTSL
$2.31B
| $49.6M | 0.02% |
1,028,772
+51,760
| +5% | +$2.51M |
|
598
Healthcare Services Group
HCSG
$1.61B
| $49.4M | 0.02% |
915,562
-43,000
| -4% | -$2.21M |
|
599
Lumen
LUMN
$6.43B
| $49M | 0.02% |
2,592,733
-46,843
| -2% | -$986K |
|
600
iShares US Healthcare ETF
IYH
$3.46B
| $49M | 0.02% |
1,425,225
+52,770
| +4% | +$1.78M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.