UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5926
Polestar Automotive Holding UK
PSNY
$2.02B
| $86.4K | ﹤0.01% |
1,090
+25
| +2% | +$2.77K |
|
|
KYNB
5927
CALL
Kyntra Bio
KYNB
$29.5M
| $86.3K | ﹤0.01% |
+4,000
| New | +$157K |
|
5928
Direxion Daily Industrials Bull 3X ETF
DUSL
$62.9M
| $86.2K | ﹤0.01% |
+2,754
| New | +$104K |
|
5929
IBEX
IBEX
$475M
| $86.1K | ﹤0.01% |
5,575
-765
| -12% | -$14.3K |
|
5930
Bank7 Corp
BSVN
$500M
| $85.8K | ﹤0.01% |
3,813
-6,178
| -62% | -$155K |
|
5931
WBI BullBear Quality 3000 ETF
WBIL
$31.2M
| $85.8K | ﹤0.01% |
+2,987
| New | +$88.5K |
|
|
CHGX
5932
DELISTED
AXS Change Finance ESG ETF
CHGX
| $85.8K | ﹤0.01% |
2,898
+191
| +7% | +$5.92K |
|
5933
The Joint Corp
JYNT
$120M
| $85.5K | ﹤0.01% |
9,505
-29,747
| -76% | -$336K |
|
5934
ProShares Ultra Real Estate
URE
$60.1M
| $85.3K | ﹤0.01% |
1,820
+1,245
| +217% | +$69.1K |
|
|
PSTX
5935
DELISTED
Poseida Therapeutics, Inc. Common Stock
PSTX
| $85.2K | ﹤0.01% |
35,808
-3,408
| -9% | -$7.14K |
|
|
CMAX
5936
DELISTED
CareMax, Inc. Class A Common Stock
CMAX
| $85.1K | ﹤0.01% |
1,339
-559
| -29% | -$39.1K |
|
|
HUYA
5937
Huya Inc
HUYA
$531M
| $85.1K | ﹤0.01% |
29,964
-29,716
| -50% | -$85.7K |
|
|
CBD
5938
DELISTED
Companhia Brasileira de Distribuicao
CBD
| $85K | ﹤0.01% |
127,564
+1,495
| +1% | +$4.47K |
|
5939
AMES National
ATLO
$283M
| $84.7K | ﹤0.01% |
5,104
-150
| -3% | -$2.76K |
|
5940
FlexShares US Quality Low Volatility Index Fund
QLV
$168M
| $84.7K | ﹤0.01% |
+1,643
| New | +$87.7K |
|
5941
AXS Esoterica NextG Economy ETF
WUGI
$32.9M
| $84.5K | ﹤0.01% |
+1,897
| New | +$88.9K |
|
5942
Amylyx Pharmaceuticals
AMLX
$2.39B
| $84.4K | ﹤0.01% |
4,611
-69,464
| -94% | -$1.47M |
|
5943
Rigel Pharmaceuticals
RIGL
$777M
| $84.4K | ﹤0.01% |
7,817
-3,604
| -32% | -$43.4K |
|
|
STRS
5944
DELISTED
STRATUS PPTYS INC
STRS
| $84.3K | ﹤0.01% |
3,077
-117
| -4% | -$3.21K |
|
5945
Pioneer Bancorp
PBFS
$429M
| $84.3K | ﹤0.01% |
9,866
-886
| -8% | -$8.21K |
|
5946
GoodRx Holdings
GDRX
$1.26B
| $84.2K | ﹤0.01% |
14,957
-272,077
| -95% | -$1.81M |
|
5947
CALL
Kodak
KODK
$966M
| $84.2K | ﹤0.01% |
20,000
| – | – |
|
5948
Amplify Online Retail ETF
IBUY
$125M
| $84.2K | ﹤0.01% |
1,900
-541
| -22% | -$25.9K |
|
5949
BigBear.ai
BBAI
$1.57B
| $84K | ﹤0.01% |
55,634
-11,535
| -17% | -$20K |
|
|
AEVA
5950
CALL
Aeva Technologies
AEVA
$1.65B
| $84K | ﹤0.01% |
21,960
-51,180
| -70% | -$271K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.