UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5901
Amplify Mobile Payments ETF
IPAY
$188M
| $89K | ﹤0.01% |
2,276
-1,898
| -45% | -$80.3K |
|
5902
AllianzIM U.S. Equity Buffer20 Jun ETF
JUNW
$374M
| $89K | ﹤0.01% |
+3,481
| New | +$90K |
|
5903
Latham Group
SWIM
$872M
| $88.7K | ﹤0.01% |
31,673
+31,237
| +7,164% | +$113K |
|
5904
Coastal Financial
CCB
$786M
| $88.5K | ﹤0.01% |
2,063
-4,718
| -70% | -$205K |
|
5905
Asure Software
ASUR
$245M
| $88.5K | ﹤0.01% |
9,356
-1,742
| -16% | -$21.1K |
|
5906
HF Foods Group
HFFG
$99.7M
| $88.5K | ﹤0.01% |
22,294
-1,106
| -5% | -$5.26K |
|
|
MCHB
5907
Mechanics Bancorp
MCHB
$3.78B
| $88.4K | ﹤0.01% |
11,346
-9,132
| -45% | -$81.1K |
|
5908
Freshpet
FRPT
$3.51B
| $88.1K | ﹤0.01% |
1,337
-193
| -13% | -$13.8K |
|
|
ACH
5909
Accendra Health
ACH
$80.7M
| $88.1K | ﹤0.01% |
5,450
-34
| -0.6% | -$603 |
|
5910
iShares Interest Rate Hedged Long-Term Corporate Bond ETF
IGBH
$227M
| $88K | ﹤0.01% |
3,676
+3,675
| +367,500% | +$87.7K |
|
5911
TELA Bio
TELA
$31M
| $87.9K | ﹤0.01% |
10,989
+1,789
| +19% | +$16.6K |
|
|
EVAV
5912
DELISTED
Direxion Daily Electric and Autonomous Vehicles Bull 2X Shares
EVAV
| $87.8K | ﹤0.01% |
1,487
+1,437
| +2,874% | +$108K |
|
5913
Nautilus Biotechnolgy
NAUT
$115M
| $87.6K | ﹤0.01% |
27,731
-2,833
| -9% | -$9.22K |
|
|
PWOD
5914
DELISTED
Penns Woods Bancorp
PWOD
| $87.6K | ﹤0.01% |
4,157
-152
| -4% | -$3.8K |
|
5915
Minerals Technologies
MTX
$2.26B
| $87.6K | ﹤0.01% |
1,600
-23,067
| -94% | -$1.32M |
|
5916
American Century US Quality Value ETF
VALQ
$343M
| $87.5K | ﹤0.01% |
1,798
-211
| -11% | -$10.5K |
|
5917
Harvard Bioscience
HBIO
$30.1M
| $87.2K | ﹤0.01% |
2,027
-662
| -25% | -$30.5K |
|
5918
Ponce Financial Group
PDLB
$506M
| $87.1K | ﹤0.01% |
11,136
-631
| -5% | -$5.41K |
|
|
NHS
5919
Neuberger High Yield Strategies Fund Inc
NHS
$254M
| $87K | ﹤0.01% |
11,548
-22,425
| -66% | -$172K |
|
5920
Essential Properties Realty Trust
EPRT
$6.74B
| $86.9K | ﹤0.01% |
4,016
-149,031
| -97% | -$3.55M |
|
5921
InnovAge Holding
INNV
$1.44B
| $86.8K | ﹤0.01% |
14,493
-1,828
| -11% | -$11.9K |
|
5922
Invesco PHLX Semiconductor ETF
SOXQ
$2.91B
| $86.7K | ﹤0.01% |
3,206
+2,612
| +440% | +$74.2K |
|
5923
Atara Biotherapeutics
ATRA
$73.7M
| $86.6K | ﹤0.01% |
2,340
+285
| +14% | +$12.7K |
|
|
RGT
5924
Royce Global Value Trust
RGT
$100M
| $86.5K | ﹤0.01% |
9,933
+2,727
| +38% | +$24.9K |
|
5925
Movado Group
MOV
$796M
| $86.4K | ﹤0.01% |
3,160
-12,116
| -79% | -$330K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.