UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5876
MBIA
MBI
$259M
| $92.5K | ﹤0.01% |
12,835
-26,938
| -68% | -$224K |
|
5877
CALL
ICICI Bank
IBN
$106B
| $92.5K | ﹤0.01% |
+4,000
| New | +$94.1K |
|
|
HYB
5878
DELISTED
New America High Income Fund, Inc.
HYB
| $92.5K | ﹤0.01% |
14,269
-2,664
| -16% | -$17.8K |
|
|
KG
5879
Kestrel Group
KG
$60.5M
| $92.4K | ﹤0.01% |
2,624
+49
| +2% | +$1.82K |
|
5880
Primis Financial Corp
FRST
$413M
| $92.2K | ﹤0.01% |
11,313
-70
| -0.6% | -$618 |
|
|
GGT
5881
Gabelli Multimedia Trust
GGT
$176M
| $92.1K | ﹤0.01% |
15,873
-18,375
| -54% | -$115K |
|
5882
Lantern Pharma
LTRN
$32.7M
| $92.1K | ﹤0.01% |
27,000
| – | – |
|
|
EFXT
5883
Enerflex
EFXT
$2.68B
| $91.6K | ﹤0.01% |
15,980
+50
| +0.3% | +$336 |
|
5884
Colony Bankcorp
CBAN
$472M
| $91.3K | ﹤0.01% |
9,132
-238
| -3% | -$2.43K |
|
5885
3D Systems Corp
DDD
$618M
| $91.2K | ﹤0.01% |
18,575
-8,639
| -32% | -$61.9K |
|
5886
Invesco CurrencyShares Australian Dollar Trust
FXA
$98.3M
| $91.2K | ﹤0.01% |
1,431
+402
| +39% | +$26.1K |
|
5887
Fidelity MSCI Financials Index ETF
FNCL
$2.44B
| $91.1K | ﹤0.01% |
1,957
+253
| +15% | +$12.2K |
|
|
KSM
5888
DELISTED
DWS Strategic Municipal Income Trust
KSM
| $90.6K | ﹤0.01% |
12,035
-8,010
| -40% | -$65.8K |
|
5889
Invesco International BuyBack Achievers ETF
IPKW
$553M
| $90.5K | ﹤0.01% |
2,582
-452
| -15% | -$16K |
|
5890
Zevra Therapeutics
ZVRA
$660M
| $90.3K | ﹤0.01% |
18,742
-1,350
| -7% | -$6.74K |
|
5891
Sportsman's Warehouse
SPWH
$46.8M
| $90.2K | ﹤0.01% |
20,086
-15,310
| -43% | -$79.1K |
|
|
5892
PUT
ICICI Bank
IBN
$106B
| $90.2K | ﹤0.01% |
+3,900
| New | +$91.7K |
|
5893
Leonardo DRS
DRS
$12.2B
| $90K | ﹤0.01% |
5,389
-49,077
| -90% | -$828K |
|
5894
Innovative Solutions & Support
ISSC
$417M
| $90K | ﹤0.01% |
11,840
-764
| -6% | -$5.96K |
|
|
CN
5895
DELISTED
Xtrackers MSCI All China Equity ETF
CN
| $90K | ﹤0.01% |
+3,398
| New | +$93.6K |
|
5896
PUT
Prologis
PLD
$134B
| $89.8K | ﹤0.01% |
800
| – | – |
|
5897
BNY Mellon Emerging Markets Equity ETF
BKEM
$91.5M
| $89.6K | ﹤0.01% |
+5,064
| New | +$93.5K |
|
5898
Fidelity MSCI Industrials Index ETF
FIDU
$2.4B
| $89.6K | ﹤0.01% |
1,655
+459
| +38% | +$26.1K |
|
5899
National Bankshares
NKSH
$272M
| $89.4K | ﹤0.01% |
3,570
-187
| -5% | -$5.18K |
|
5900
ESS Tech
GWH
$19.5M
| $89.3K | ﹤0.01% |
3,168
-1,037
| -25% | -$25.2K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.