UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CCEC
5851
Capital Clean Energy Carriers
CCEC
$1.36B
| $96.8K | ﹤0.01% |
6,907
+92
| +1% | +$1.34K |
|
5852
C&F Financial
CFFI
$289M
| $96.6K | ﹤0.01% |
1,803
-509
| -22% | -$27.9K |
|
5853
CALL
TAL Education Group
TAL
$6.41B
| $96.5K | ﹤0.01% |
+10,596
| New | +$74.3K |
|
|
ATXS
5854
DELISTED
Astria Therapeutics
ATXS
| $96.4K | ﹤0.01% |
12,927
-1,859
| -13% | -$15.9K |
|
|
CVLY
5855
DELISTED
Codorus Valley Bancorp Inc
CVLY
| $96.4K | ﹤0.01% |
5,170
-605
| -10% | -$12.4K |
|
|
SII
5856
Sprott
SII
$3.01B
| $95.2K | ﹤0.01% |
3,125
+3
| +0.1% | +$99 |
|
5857
Breakwave Dry Bulk Shipping ETF
BDRY
$31.1M
| $95.1K | ﹤0.01% |
17,323
-11,509
| -40% | -$59K |
|
|
SSBK
5858
DELISTED
Southern States Bancshares
SSBK
| $95.1K | ﹤0.01% |
4,209
-109
| -3% | -$2.51K |
|
5859
Navios Maritime Partners
NMM
$2.33B
| $94.9K | ﹤0.01% |
4,105
-318
| -7% | -$7.25K |
|
5860
Caledonia Mining Corp
CMCL
$436M
| $94.9K | ﹤0.01% |
9,627
+14
| +0.1% | +$155 |
|
5861
CVRx
CVRX
$84.5M
| $94.9K | ﹤0.01% |
6,256
-910
| -13% | -$15K |
|
|
SPE
5862
Special Opportunities Fund
SPE
$145M
| $94.4K | ﹤0.01% |
9,038
+2,513
| +39% | +$27.2K |
|
|
PYN
5863
DELISTED
PIMCO New York Municipal Income Fund III
PYN
| $94.4K | ﹤0.01% |
17,772
+204
| +1% | +$1.22K |
|
5864
BARK
BARK
$94.6M
| $94.3K | ﹤0.01% |
3,927
+664
| +20% | +$18.4K |
|
5865
Escalade
ESCA
$278M
| $94.2K | ﹤0.01% |
6,155
-315
| -5% | -$4.59K |
|
5866
Quad
QUAD
$512M
| $94.2K | ﹤0.01% |
18,727
+517
| +3% | +$2.71K |
|
|
IPDP
5867
DELISTED
Dividend Performers ETF
IPDP
| $94.2K | ﹤0.01% |
+6,220
| New | +$98.7K |
|
|
INSI
5868
DELISTED
Insight Select Income Fund
INSI
| $94.1K | ﹤0.01% |
6,263
+671
| +12% | +$10.3K |
|
|
SILK
5869
DELISTED
Silk Road Medical, Inc. Common Stock
SILK
| $93.8K | ﹤0.01% |
6,258
-5,292
| -46% | -$110K |
|
5870
VSE Corp
VSEC
$6.72B
| $93.7K | ﹤0.01% |
1,857
-4,564
| -71% | -$248K |
|
5871
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$7.35B
| $93.1K | ﹤0.01% |
1,190
+993
| +504% | +$88.8K |
|
|
ADTH
5872
DELISTED
AdTheorent Holding Co
ADTH
| $93K | ﹤0.01% |
+72,096
| New | +$99.1K |
|
5873
WisdomTree
WT
$3.44B
| $92.8K | ﹤0.01% |
13,263
-105,068
| -89% | -$735K |
|
5874
Tucows
TCX
$127M
| $92.7K | ﹤0.01% |
4,544
-6,534
| -59% | -$158K |
|
5875
DoubleVerify
DV
$2.04B
| $92.6K | ﹤0.01% |
3,312
-66,407
| -95% | -$2.27M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.