UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5826
GrowGeneration
GRWG
$104M
| $101K | ﹤0.01% |
34,521
-4,675
| -12% | -$15.3K |
|
5827
ProShares UltraShort Russell2000
TWM
$40.6M
| $101K | ﹤0.01% |
1,288
-3,754
| -74% | -$262K |
|
5828
AlTi Global
ALTI
$447M
| $100K | ﹤0.01% |
14,437
+10,782
| +295% | +$79.9K |
|
5829
PUT
Hershey
HSY
$37.1B
| $100K | ﹤0.01% |
500
-2,000
| -80% | -$448K |
|
5830
Innovator US Equity Accelerated 9 Buffer ETF July
XBJL
$75.6M
| $100K | ﹤0.01% |
+3,522
| New | +$102K |
|
5831
Quantum-Si Incorporated
QSI
$163M
| $100K | ﹤0.01% |
60,225
-1,761
| -3% | -$4.24K |
|
5832
Resources Connection
RGP
$145M
| $100K | ﹤0.01% |
6,705
-123
| -2% | -$1.93K |
|
5833
KraneShares California Carbon Allowance Strategy ETF
KCCA
$116M
| $99.6K | ﹤0.01% |
+3,500
| New | +$97.4K |
|
5834
Atlanticus Holdings
ATLC
$1.52B
| $99.6K | ﹤0.01% |
3,285
+1
| +0% | +$36 |
|
|
FPL
5835
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
| $99K | ﹤0.01% |
15,815
-9,593
| -38% | -$60.3K |
|
|
PAMT
5836
PAMT Corp
PAMT
$276M
| $99K | ﹤0.01% |
4,594
-205
| -4% | -$4.85K |
|
5837
Direxion Daily S&P 500 Bull 2X ETF
SPUU
$284M
| $98.4K | ﹤0.01% |
+1,161
| New | +$107K |
|
5838
Leslie's
LESL
$6.55M
| $98.3K | ﹤0.01% |
869
-38,943
| -98% | -$5.1M |
|
5839
Humacyte
HUMA
$163M
| $97.9K | ﹤0.01% |
33,416
+433
| +1% | +$1.43K |
|
5840
Parke Bancorp
PKBK
$412M
| $97.7K | ﹤0.01% |
6,000
-191
| -3% | -$3.35K |
|
5841
SelectQuote
SLQT
$130M
| $97.7K | ﹤0.01% |
83,489
-9,183
| -10% | -$13.9K |
|
5842
Citizens Financial Services
CZFS
$399M
| $97.7K | ﹤0.01% |
2,079
-503
| -19% | -$29.6K |
|
|
OBE
5843
Obsidian Energy
OBE
$715M
| $97.5K | ﹤0.01% |
11,863
-12,616
| -52% | -$88.3K |
|
5844
EVI Industries
EVI
$217M
| $97.4K | ﹤0.01% |
3,926
-347
| -8% | -$8.76K |
|
|
ECC
5845
Eagle Point Credit Company
ECC
$508M
| $97.4K | ﹤0.01% |
9,600
-209,496
| -96% | -$2.15M |
|
|
NRO
5846
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
| $97.4K | ﹤0.01% |
36,594
-673
| -2% | -$1.93K |
|
5847
CALL
Ares Capital
ARCC
$14.3B
| $97.3K | ﹤0.01% |
+5,000
| New | +$96.9K |
|
5848
Invesco Alerian Galaxy Crypto Economy ETF
SATO
$7.06M
| $97.3K | ﹤0.01% |
12,661
+12,213
| +2,726% | +$115K |
|
5849
Smith Micro Software
SMSI
$15.6M
| $97.1K | ﹤0.01% |
2,006
+4
| +0.2% | +$210 |
|
5850
iShares Core Dividend ETF
DIVB
$1.79B
| $96.9K | ﹤0.01% |
+2,604
| New | +$101K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.