UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5776
Northeast Community Bancorp
NECB
$372M
| $108K | ﹤0.01% |
7,346
-365
| -5% | -$5.73K |
|
|
TERN
5777
DELISTED
Terns Pharmaceuticals
TERN
| $108K | ﹤0.01% |
21,544
-31,531
| -59% | -$200K |
|
5778
Innodata
INOD
$2.09B
| $108K | ﹤0.01% |
12,697
-2,138
| -14% | -$24K |
|
5779
RLX Technology
RLX
$2.33B
| $108K | ﹤0.01% |
71,678
+16,526
| +30% | +$25.9K |
|
|
QVCGA
5780
DELISTED
QVC Group Inc Series A
QVCGA
| $108K | ﹤0.01% |
3,566
+629
| +21% | +$26.5K |
|
5781
ProShares Pet Care ETF
PAWZ
$33.8M
| $108K | ﹤0.01% |
2,424
-1,448
| -37% | -$71.9K |
|
|
PBPB
5782
DELISTED
Potbelly
PBPB
| $108K | ﹤0.01% |
13,867
-2,154
| -13% | -$18.3K |
|
5783
Finward Bancorp
FNWD
$196M
| $108K | ﹤0.01% |
4,874
+510
| +12% | +$11.6K |
|
|
HUT
5784
Hut 8
HUT
$10.8B
| $108K | ﹤0.01% |
11,054
-4,905
| -31% | -$69.7K |
|
5785
Erasca
ERAS
$6.3B
| $108K | ﹤0.01% |
54,692
-126
| -0.2% | -$323 |
|
5786
Granite Ridge Resources
GRNT
$677M
| $108K | ﹤0.01% |
17,629
+2,176
| +14% | +$15.2K |
|
5787
Strive 1000 Growth ETF
STXG
$154M
| $107K | ﹤0.01% |
+3,572
| New | +$112K |
|
5788
Chemung Financial Corp
CHMG
$404M
| $107K | ﹤0.01% |
2,704
-34
| -1% | -$1.37K |
|
5789
Norwood Financial Corp
NWFL
$372M
| $107K | ﹤0.01% |
4,151
-117
| -3% | -$3.35K |
|
5790
Saratoga Investment
SAR
$306M
| $107K | ﹤0.01% |
4,152
+1,513
| +57% | +$39.8K |
|
|
XRLV
5791
DELISTED
Invesco S&P 500 ex-Rate Sensitive Low Volatility ETF
XRLV
| $107K | ﹤0.01% |
2,391
-476
| -17% | -$22.3K |
|
|
BKCC
5792
DELISTED
BlackRock Capital Investment Corporation
BKCC
| $106K | ﹤0.01% |
28,697
-9,531
| -25% | -$34.2K |
|
|
YMAB
5793
DELISTED
Y-mAbs Therapeutics
YMAB
| $106K | ﹤0.01% |
19,533
-1,534
| -7% | -$8.93K |
|
5794
Waterstone Financial
WSBF
$385M
| $106K | ﹤0.01% |
9,695
-8,313
| -46% | -$109K |
|
|
MGRM
5795
DELISTED
Monogram Orthopaedics
MGRM
| $106K | ﹤0.01% |
40,810
-3,846
| -9% | -$16.2K |
|
5796
Franklin US Mid Cap Multifactor Index ETF
FLQM
$1.58B
| $106K | ﹤0.01% |
2,467
+1,813
| +277% | +$81.4K |
|
|
TGB
5797
Trekor Metals
TGB
$3.09B
| $106K | ﹤0.01% |
83,353
-511
| -0.6% | -$707 |
|
5798
Sundial Growers
SNDL
$316M
| $106K | ﹤0.01% |
55,679
+54,730
| +5,767% | +$92.1K |
|
|
HTZWW
5799
Hertz Global Holdings Warrants
HTZWW
$102M
| $106K | ﹤0.01% |
17,261
+312
| +2% | +$2.81K |
|
5800
Bridgewater Bancshares
BWB
$619M
| $106K | ﹤0.01% |
11,137
-937
| -8% | -$9.66K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.