UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5751
CALL
Lemonade
LMND
$4.07B
| $113K | ﹤0.01% |
+9,727
| New | +$156K |
|
|
ERH
5752
Allspring Utilities & High Income Fund
ERH
$103M
| $113K | ﹤0.01% |
12,913
+73
| +0.6% | +$720 |
|
5753
Timberland Bancorp
TSBK
$359M
| $113K | ﹤0.01% |
4,161
-332
| -7% | -$9.49K |
|
5754
Procept Biorobotics
PRCT
$1.24B
| $113K | ﹤0.01% |
3,436
-15,547
| -82% | -$530K |
|
|
ICVX
5755
DELISTED
Icosavax, Inc. Common Stock
ICVX
| $113K | ﹤0.01% |
14,544
+7,183
| +98% | +$59.6K |
|
5756
Hyliion Holdings
HYLN
$720M
| $112K | ﹤0.01% |
95,147
-6,130
| -6% | -$9.18K |
|
5757
Invesco BulletShares 2031 Municipal Bond ETF
BSMV
$188M
| $112K | ﹤0.01% |
5,610
+159
| +3% | +$3.31K |
|
5758
Gogo Inc
GOGO
$378M
| $112K | ﹤0.01% |
9,403
-21,100
| -69% | -$291K |
|
5759
Douglas Elliman
DOUG
$184M
| $112K | ﹤0.01% |
49,633
-15,037
| -23% | -$34.5K |
|
5760
Unifirst Corp
UNF
$5.2B
| $112K | ﹤0.01% |
686
-11,635
| -94% | -$1.92M |
|
5761
Monte Rosa Therapeutics
GLUE
$1.34B
| $112K | ﹤0.01% |
23,309
-466
| -2% | -$3K |
|
5762
Vitamin Cottage Natural Grocers
NGVC
$645M
| $112K | ﹤0.01% |
8,648
-232
| -3% | -$2.96K |
|
5763
Lincoln Educational Services
LINC
$916M
| $111K | ﹤0.01% |
13,175
-2,646
| -17% | -$20.9K |
|
5764
Bassett Furniture
BSET
$166M
| $111K | ﹤0.01% |
7,592
-3,050
| -29% | -$47.7K |
|
|
CIO
5765
DELISTED
City Office REIT
CIO
| $111K | ﹤0.01% |
26,121
-11,000
| -30% | -$56.5K |
|
5766
Pacer US Cash Cows Growth ETF
BUL
$138M
| $111K | ﹤0.01% |
3,089
-427
| -12% | -$15.4K |
|
|
TEAD
5767
Teads Holding Co
TEAD
$65.9M
| $110K | ﹤0.01% |
22,576
-3,940
| -15% | -$20.8K |
|
|
BLFY
5768
DELISTED
Blue Foundry Bancorp
BLFY
| $110K | ﹤0.01% |
13,127
-1,082
| -8% | -$10.3K |
|
5769
Galicia Financial Group
GGAL
$6.99B
| $110K | ﹤0.01% |
8,417
-269
| -3% | -$4.38K |
|
5770
Voyager Therapeutics
VYGR
$198M
| $110K | ﹤0.01% |
14,159
-11,678
| -45% | -$107K |
|
5771
Greene County Bancorp
GCBC
$595M
| $109K | ﹤0.01% |
4,544
+506
| +13% | +$15.2K |
|
5772
Grocery Outlet
GO
$1.09B
| $109K | ﹤0.01% |
3,781
-118,879
| -97% | -$3.78M |
|
|
TTSH
5773
DELISTED
Tile Shop Holdings
TTSH
| $109K | ﹤0.01% |
19,868
+2,885
| +17% | +$16.7K |
|
5774
Boston Omaha
BOC
$424M
| $109K | ﹤0.01% |
6,633
-14,835
| -69% | -$266K |
|
|
CMPS
5775
Compass Pathways
CMPS
$1.83B
| $108K | ﹤0.01% |
14,658
+12,726
| +659% | +$113K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.