UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ZSAN
5751
DELISTED
Zosano Pharma Corporation
ZSAN
| $56K | ﹤0.01% |
2,855
+896
| +46% | +$30K |
|
|
MFNC
5752
DELISTED
Mackinac Financial Corporation
MFNC
| $56K | ﹤0.01% |
5,383
-9,015
| -63% | -$128K |
|
5753
AstroNova
ALOT
$227M
| $55K | ﹤0.01% |
7,112
-2,011
| -22% | -$23.2K |
|
5754
InfraCap MLP ETF
AMZA
$477M
| $55K | ﹤0.01% |
5,025
+3,936
| +361% | +$128K |
|
5755
Cinemark Holdings
CNK
$4.37B
| $55K | ﹤0.01% |
5,389
-20,105
| -79% | -$516K |
|
5756
CorMedix
CRMD
$639M
| $55K | ﹤0.01% |
15,345
-16,304
| -52% | -$92.1K |
|
5757
Invesco DB Energy Fund
DBE
$90.5M
| $55K | ﹤0.01% |
6,740
-500
| -7% | -$5.89K |
|
5758
ProShares UltraShort Energy
DUG
$18.6M
| $55K | ﹤0.01% |
+28
| New | +$37.8K |
|
5759
Envela
ELA
$420M
| $55K | ﹤0.01% |
21,950
-20,289
| -48% | -$46.2K |
|
5760
Geospace Technologies
GEOS
$66.5M
| $55K | ﹤0.01% |
8,577
-12,680
| -60% | -$151K |
|
5761
Garrett Motion
GTX
$5.35B
| $55K | ﹤0.01% |
19,249
-3,757
| -16% | -$27.3K |
|
5762
Information Services Group
III
$250M
| $55K | ﹤0.01% |
21,297
-22,911
| -52% | -$63.9K |
|
|
LEAD
5763
DELISTED
Siren DIVCON Leaders Dividend ETF
LEAD
| $55K | ﹤0.01% |
1,673
+736
| +79% | +$27.7K |
|
5764
Nature's Sunshine
NATR
$269M
| $55K | ﹤0.01% |
6,723
-6,619
| -50% | -$60K |
|
|
CHIL
5765
DELISTED
Global X MSCI China Large-Cap 50 ETF
CHIL
| $55K | ﹤0.01% |
2,102
+2,012
| +2,236% | +$57K |
|
|
SVA
5766
DELISTED
Sinovac Biotech, Ltd
SVA
| $55K | ﹤0.01% |
8,557
| – | – |
|
5767
Alerus Financial
ALRS
$844M
| $54K | ﹤0.01% |
3,278
-1,360
| -29% | -$27.2K |
|
5768
Compugen
CGEN
$228M
| $54K | ﹤0.01% |
7,317
-40,914
| -85% | -$321K |
|
5769
Direxion Daily Gold Miners Index Bear 2X ETF
DUST
$52.4M
| $54K | ﹤0.01% |
7
+2
| +40% | +$28.3K |
|
|
FARM
5770
DELISTED
Farmer Brothers
FARM
| $54K | ﹤0.01% |
7,722
-4,893
| -39% | -$56.8K |
|
5771
First Trust Developed Markets ex-US Small Cap AlphaDEX Fund
FDTS
$14.1M
| $54K | ﹤0.01% |
2,084
-581
| -22% | -$19.2K |
|
5772
Gaia
GAIA
$33.3M
| $54K | ﹤0.01% |
6,161
-9,060
| -60% | -$73.7K |
|
|
GDEN
5773
DELISTED
Golden Entertainment
GDEN
| $54K | ﹤0.01% |
8,135
-47,226
| -85% | -$721K |
|
5774
IDT Corp
IDT
$1.67B
| $54K | ﹤0.01% |
10,050
-10,303
| -51% | -$73.6K |
|
5775
VanEck Indonesia Index ETF
IDX
$36.1M
| $54K | ﹤0.01% |
4,227
+656
| +18% | +$12.7K |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.