UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PIM
5726
Franklin Master Intermediate Income Trust
PIM
$153M
| $117K | ﹤0.01% |
38,854
-3,586
| -8% | -$11.3K |
|
5727
Ranger Energy Services
RNGR
$406M
| $117K | ﹤0.01% |
8,273
-2,430
| -23% | -$28.3K |
|
5728
Woori Financial
WF
$17.3B
| $117K | ﹤0.01% |
4,276
+1,803
| +73% | +$48.6K |
|
|
OXLC
5729
Oxford Lane Capital
OXLC
$946M
| $117K | ﹤0.01% |
4,685
+673
| +17% | +$17.3K |
|
5730
FS Bancorp
FSBW
$323M
| $117K | ﹤0.01% |
3,961
-195
| -5% | -$5.99K |
|
5731
Fidelity D&D Bancorp
FDBC
$317M
| $117K | ﹤0.01% |
2,571
-130
| -5% | -$6.14K |
|
5732
Compass Therapeutics
CMPX
$403M
| $116K | ﹤0.01% |
59,045
-3,417
| -5% | -$8.45K |
|
|
SUP
5733
DELISTED
Superior Industries International
SUP
| $116K | ﹤0.01% |
38,212
-1,685
| -4% | -$5.93K |
|
|
ONIT
5734
Onity Group
ONIT
$326M
| $116K | ﹤0.01% |
4,485
-211
| -4% | -$6.33K |
|
|
LUXE
5735
LuxExperience B.V.
LUXE
$1.05B
| $116K | ﹤0.01% |
34,018
+7,420
| +28% | +$27.7K |
|
5736
Direxion Daily TSLA Bear 1X ETF
TSLS
$73.4M
| $116K | ﹤0.01% |
+594
| New | +$117K |
|
5737
CALL
Hydrofarm Holdings
HYFM
$7.29M
| $116K | ﹤0.01% |
9,470
| – | – |
|
5738
Direxion Daily Transportation Bull 3X ETF
TPOR
$21.3M
| $115K | ﹤0.01% |
4,708
-787
| -14% | -$24.1K |
|
|
MPX
5739
DELISTED
Marine Products Corp
MPX
| $115K | ﹤0.01% |
8,116
+442
| +6% | +$6.91K |
|
5740
Cipher Digital
CIFR
$7.4B
| $115K | ﹤0.01% |
49,217
+7,214
| +17% | +$24.4K |
|
5741
CorMedix
CRMD
$597M
| $115K | ﹤0.01% |
30,983
-10,265
| -25% | -$40.8K |
|
5742
Westrock Coffee
WEST
$824M
| $115K | ﹤0.01% |
12,938
-6,143
| -32% | -$63.9K |
|
5743
Montauk Renewables
MNTK
$266M
| $114K | ﹤0.01% |
12,557
-31,757
| -72% | -$285K |
|
5744
Radiant Logistics
RLGT
$408M
| $114K | ﹤0.01% |
20,243
-4,063
| -17% | -$27.6K |
|
5745
FlexShares US Quality Large Cap Index Fund
QLC
$1.05B
| $114K | ﹤0.01% |
2,393
+1,052
| +78% | +$52K |
|
|
NFGC
5746
New Found Gold
NFGC
$645M
| $114K | ﹤0.01% |
27,336
+3,336
| +14% | +$15.1K |
|
5747
FVCBankcorp
FVCB
$339M
| $114K | ﹤0.01% |
8,897
-329
| -4% | -$3.94K |
|
|
CWEN.A
5748
DELISTED
Clearway Energy Class A
CWEN.A
| $114K | ﹤0.01% |
5,710
-5,939
| -51% | -$142K |
|
5749
FT Vest US Equity Moderate Buffer ETF March
GMAR
$397M
| $114K | ﹤0.01% |
+3,586
| New | +$114K |
|
5750
Alpha Architect US Quantitative Value ETF
QVAL
$617M
| $113K | ﹤0.01% |
+3,057
| New | +$111K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.