UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
PUT
State Street SPDR S&P Regional Banking ETF
KRE
$4.74B
| $94.6M | 0.03% |
1,396,500
+661,500
| +90% | +$42.5M |
|
552
Vanguard Industrials ETF
VIS
$8.43B
| $94.4M | 0.03% |
502,311
-550
| -0.1% | -$108K |
|
553
Hilton Worldwide
HLT
$70.2B
| $94.3M | 0.03% |
713,643
+246,106
| +53% | +$31.1M |
|
554
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.5B
| $93.8M | 0.03% |
1,090,331
+149
| +0% | +$13.2K |
|
555
Carrier Global
CARR
$54.1B
| $93.7M | 0.03% |
1,809,705
-284,181
| -14% | -$15.3M |
|
556
PUT
Stellantis
STLA
$22.1B
| $93.5M | 0.03% |
4,897,333
-125,986
| -3% | -$2.49M |
|
557
CALL
AT&T
T
$160B
| $93.4M | 0.03% |
4,575,948
+663,463
| +17% | +$13.9M |
|
558
State Street SPDR S&P Metals & Mining ETF
XME
$4.12B
| $93.2M | 0.03% |
2,233,920
-85,844
| -4% | -$3.71M |
|
559
Welltower
WELL
$167B
| $93.2M | 0.03% |
1,131,465
+97,376
| +9% | +$8.37M |
|
560
Invesco Senior Loan ETF
BKLN
$6.79B
| $93M | 0.03% |
4,204,694
+1,004,087
| +31% | +$22.2M |
|
561
Amphenol
APH
$211B
| $92.8M | 0.03% |
2,533,982
+19,384
| +0.8% | +$712K |
|
562
Cadence Design Systems
CDNS
$93.8B
| $92.3M | 0.03% |
609,517
+180,596
| +42% | +$27.5M |
|
563
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.25B
| $91.7M | 0.03% |
1,712,231
+12,584
| +0.7% | +$679K |
|
564
CALL
Morgan Stanley
MS
$341B
| $91.6M | 0.03% |
941,716
+77,071
| +9% | +$7.64M |
|
565
Lyft
LYFT
$6.35B
| $91.6M | 0.03% |
1,709,862
-1,453,051
| -46% | -$77M |
|
566
PUT
Electronic Arts
EA
$52.9B
| $91.6M | 0.03% |
644,092
+279,486
| +77% | +$39.2M |
|
567
Digital Realty Trust
DLR
$71.7B
| $91.3M | 0.03% |
632,141
+125,228
| +25% | +$19.6M |
|
568
Vertex Pharmaceuticals
VRTX
$121B
| $91.2M | 0.03% |
502,848
+54,804
| +12% | +$10.7M |
|
569
PUT
State Street SPDR S&P Biotech ETF
XBI
$9.92B
| $91.2M | 0.03% |
725,100
+307,600
| +74% | +$39.6M |
|
570
PUT
CVS Health
CVS
$133B
| $91M | 0.03% |
1,071,852
-80,500
| -7% | -$6.74M |
|
571
Citizens Financial Group
CFG
$31.1B
| $90.9M | 0.03% |
1,935,228
-35,309
| -2% | -$1.55M |
|
572
ROBO Global Robotics & Automation Index ETF
ROBO
$2.1B
| $90.7M | 0.03% |
1,407,618
+12,597
| +0.9% | +$837K |
|
573
Albemarle
ALB
$14.2B
| $90.4M | 0.03% |
413,039
-14,775
| -3% | -$3.16M |
|
574
John Hancock Multifactor Mid Cap ETF
JHMM
$6.1B
| $90.2M | 0.03% |
1,746,060
+91,198
| +6% | +$4.8M |
|
575
Exelon
EXC
$47.2B
| $89.8M | 0.03% |
2,605,876
+1,202,431
| +86% | +$41.1M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.