UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
WBC
551
DELISTED
WABCO HOLDINGS INC.
WBC
| $66.6M | 0.03% |
498,004
-8,514
| -2% | -$1.13M |
|
|
SPLK
552
PUT
DELISTED
Splunk Inc
SPLK
| $66.6M | 0.03% |
565,000
+155,000
| +38% | +$19.4M |
|
553
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
| $66.3M | 0.03% |
660,844
-65,507
| -9% | -$6.57M |
|
554
Equinix
EQIX
$101B
| $65.8M | 0.03% |
113,998
-54,980
| -33% | -$29.5M |
|
|
NS
555
DELISTED
NuStar Energy L.P.
NS
| $65.3M | 0.03% |
2,305,103
+831,495
| +56% | +$23.2M |
|
556
lululemon athletica
LULU
$13.5B
| $65M | 0.03% |
337,777
-36,920
| -10% | -$6.9M |
|
557
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.7B
| $64.9M | 0.03% |
1,440,403
+50,992
| +4% | +$2.26M |
|
558
TotalEnergies
TTE
$195B
| $64.9M | 0.03% |
1,248,997
+377,092
| +43% | +$19.6M |
|
559
United Rentals
URI
$67.2B
| $64.9M | 0.03% |
520,986
+2,607
| +0.5% | +$316K |
|
560
TE Connectivity
TEL
$59.6B
| $64.9M | 0.03% |
696,451
+114,698
| +20% | +$10.6M |
|
561
Lennox International
LII
$14.4B
| $64.8M | 0.03% |
266,882
-61,588
| -19% | -$15.9M |
|
562
State Street SPDR S&P Bank ETF
KBE
$1.64B
| $64.8M | 0.03% |
1,502,098
+609,184
| +68% | +$26M |
|
563
Vanguard Russell 1000 Growth ETF
VONG
$42.8B
| $64.8M | 0.02% |
1,578,924
-37,312
| -2% | -$1.54M |
|
|
564
UBS Group
UBS
$173B
| $64.7M | 0.02% |
5,719,306
-130,089,150
| -96% | -$1.46B |
|
565
PUT
Vale
VALE
$64.1B
| $64.6M | 0.02% |
5,615,000
+1,720,000
| +44% | +$20.9M |
|
566
iShares Russell Top 200 Value ETF
IWX
$3.98B
| $64M | 0.02% |
1,168,822
+69,601
| +6% | +$3.78M |
|
567
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
| $63.8M | 0.02% |
630,758
-11,446
| -2% | -$1.14M |
|
568
Paychex
PAYX
$41.6B
| $63.7M | 0.02% |
770,104
-47,230
| -6% | -$3.93M |
|
569
WisdomTree US SmallCap Dividend Fund
DES
$2.18B
| $63.7M | 0.02% |
2,327,183
+38,808
| +2% | +$1.03M |
|
570
McCormick & Company Non-Voting
MKC
$13.7B
| $63.3M | 0.02% |
809,998
-5,788
| -0.7% | -$465K |
|
|
FISV
571
Fiserv Inc
FISV
$28.8B
| $63.2M | 0.02% |
610,519
+86,819
| +17% | +$8.86M |
|
|
KSU
572
DELISTED
Kansas City Southern
KSU
| $63.2M | 0.02% |
475,484
-79,043
| -14% | -$9.85M |
|
573
First Trust North American Energy Infrastructure Fund
EMLP
$4.11B
| $63.2M | 0.02% |
2,470,867
-243,735
| -9% | -$6.16M |
|
574
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
| $63.2M | 0.02% |
510,739
-208,938
| -29% | -$27.8M |
|
575
Deutsche Bank
DB
$69B
| $63.1M | 0.02% |
9,177,185
+7,907,185
| +623% | +$60.2M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.