UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
| $56.3M | 0.03% |
1,025,984
+5,827
| +0.6% | +$313K |
|
|
OA
552
DELISTED
Orbital ATK, Inc.
OA
| $56M | 0.03% |
420,655
-61,975
| -13% | -$6.8M |
|
553
Newell Brands
NWL
$2.21B
| $56M | 0.03% |
1,312,356
-263,909
| -17% | -$12.9M |
|
554
VanEck Intermediate Muni ETF
ITM
$2.15B
| $55.6M | 0.03% |
1,155,151
+32,826
| +3% | +$1.58M |
|
555
TechnipFMC
FTI
$28.8B
| $55.4M | 0.03% |
2,668,788
+1,029,699
| +63% | +$20.7M |
|
|
ETG
556
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.75B
| $55.4M | 0.03% |
3,219,691
+70,827
| +2% | +$1.21M |
|
557
Intuit
INTU
$90.4B
| $55.3M | 0.03% |
389,308
+77,204
| +25% | +$10.7M |
|
558
Adient
ADNT
$1.69B
| $55M | 0.03% |
654,469
-28,740
| -4% | -$2.04M |
|
559
Invesco Mortgage Capital
IVR
$764M
| $54.8M | 0.03% |
319,837
-66,050
| -17% | -$11.1M |
|
560
PUT
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
| $54.6M | 0.03% |
1,211,400
+1,031,400
| +573% | +$46.4M |
|
561
Analog Devices
ADI
$173B
| $54.4M | 0.03% |
631,345
-113,541
| -15% | -$9.16M |
|
562
iShares MSCI USA Quality Factor ETF
QUAL
$46B
| $53.9M | 0.02% |
698,158
-20,703
| -3% | -$1.56M |
|
|
DNKN
563
DELISTED
Dunkin' Brands Group, Inc.
DNKN
| $53.8M | 0.02% |
1,013,884
+82,817
| +9% | +$4.39M |
|
564
PUT
NetEase
NTES
$83.2B
| $53.4M | 0.02% |
1,012,500
+345,000
| +52% | +$19.8M |
|
565
iShares MSCI Australia ETF
EWA
$1.38B
| $53.1M | 0.02% |
2,366,489
+175,209
| +8% | +$3.94M |
|
|
ULQ
566
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
| $53M | 0.02% |
1,062,666
+210,520
| +25% | +$10.5M |
|
567
PUT
VanEck Oil Services ETF
OIH
$1.98B
| $52.9M | 0.02% |
101,525
+420
| +0.4% | +$202K |
|
568
Citizens Financial Group
CFG
$30.6B
| $52.9M | 0.02% |
1,396,197
+77,445
| +6% | +$2.71M |
|
|
DFS
569
DELISTED
Discover Financial Services
DFS
| $52.9M | 0.02% |
819,983
+144,933
| +21% | +$8.79M |
|
|
TTM
570
PUT
DELISTED
Tata Motors Limited
TTM
| $52.8M | 0.02% |
1,689,100
+770,000
| +84% | +$24.8M |
|
|
SEP
571
DELISTED
Spectra Engy Parters Lp
SEP
| $52.8M | 0.02% |
1,188,617
+275,579
| +30% | +$12.2M |
|
572
PUT
Blackstone
BX
$105B
| $52.5M | 0.02% |
1,573,000
+672,000
| +75% | +$22.1M |
|
|
ERUS
573
DELISTED
iShares MSCI Russia ETF
ERUS
| $52.1M | 0.02% |
1,550,048
+1,509,063
| +3,682% | +$46.9M |
|
574
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
| $52.1M | 0.02% |
867,576
+237,265
| +38% | +$14.2M |
|
575
Charter Communications
CHTR
$17.2B
| $51.9M | 0.02% |
142,768
-83,322
| -37% | -$31M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.