UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
Eversource Energy
ES
$28.1B
| $50.2M | 0.03% |
853,933
-66,683
| -7% | -$3.79M |
|
552
VanEck Intermediate Muni ETF
ITM
$2.14B
| $50M | 0.03% |
1,065,779
-62,287
| -6% | -$2.91M |
|
|
RTN
553
PUT
DELISTED
Raytheon Company
RTN
| $49.6M | 0.03% |
325,100
+325,000
| +325,000% | +$48.9M |
|
|
PARA
554
DELISTED
Paramount Global Class B
PARA
| $49.5M | 0.03% |
713,649
+163,876
| +30% | +$10.8M |
|
555
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.56B
| $49.4M | 0.03% |
957,057
+122,850
| +15% | +$6.24M |
|
556
PUT
Intel
INTC
$413B
| $49.3M | 0.03% |
1,365,500
-330,800
| -20% | -$12M |
|
557
Jazz Pharmaceuticals
JAZZ
$16.1B
| $49.1M | 0.03% |
338,433
+52,532
| +18% | +$6.84M |
|
|
DFS
558
DELISTED
Discover Financial Services
DFS
| $48.9M | 0.03% |
715,352
+40,503
| +6% | +$2.84M |
|
559
Invesco FTSE RAFI US 1000 ETF
PRF
$9.72B
| $48.5M | 0.03% |
2,365,975
-123,625
| -5% | -$2.52M |
|
560
CALL
GE Aerospace
GE
$364B
| $48.4M | 0.03% |
339,076
-4,006
| -1% | -$580K |
|
561
TotalEnergies
TTE
$193B
| $48.4M | 0.03% |
959,510
-55,726
| -5% | -$2.81M |
|
|
HEP
562
DELISTED
Holly Energy Partners, L.P.
HEP
| $48.3M | 0.03% |
1,353,891
-65,853
| -5% | -$2.33M |
|
563
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
| $48.3M | 0.03% |
1,004,233
+117,110
| +13% | +$5.54M |
|
|
P
564
CALL
DELISTED
Pandora Media Inc
P
| $48.1M | 0.03% |
4,073,700
+1,720,900
| +73% | +$21.6M |
|
|
ENLK
565
DELISTED
EnLink Midstream Partners, LP
ENLK
| $47.9M | 0.03% |
2,615,724
-310,221
| -11% | -$5.71M |
|
566
Biogen
BIIB
$30.9B
| $47.9M | 0.03% |
175,059
+932
| +0.5% | +$264K |
|
567
Newmont
NEM
$96.2B
| $47.7M | 0.03% |
1,447,048
+47,897
| +3% | +$1.67M |
|
568
CALL
Morgan Stanley
MS
$319B
| $47.6M | 0.03% |
1,110,630
-1,839,370
| -62% | -$81.6M |
|
569
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.29B
| $47.6M | 0.03% |
1,308,395
-126,105
| -9% | -$4.37M |
|
570
T. Rowe Price
TROW
$25.5B
| $47.5M | 0.03% |
697,456
+234,027
| +50% | +$16.6M |
|
571
CALL
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.51B
| $47.2M | 0.03% |
750,000
-200,000
| -21% | -$12M |
|
|
572
PUT
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.51B
| $47.2M | 0.03% |
750,000
-300,000
| -29% | -$18M |
|
573
First Trust STOXX European Select Dividend Income Fund
FDD
$867M
| $47.1M | 0.03% |
3,817,825
+2,583,579
| +209% | +$31.2M |
|
|
ETG
574
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.74B
| $47.1M | 0.03% |
3,005,721
+1,352,942
| +82% | +$20.6M |
|
575
PUT
Merck
MRK
$322B
| $46.8M | 0.03% |
772,271
+167,470
| +28% | +$10.2M |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.