UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
Biogen
BIIB
$30.7B
| $49.4M | 0.03% |
174,127
-142,594
| -45% | -$42.3M |
|
552
Marriott International
MAR
$99B
| $49.3M | 0.03% |
595,910
+348,095
| +140% | +$26.2M |
|
|
AM
553
DELISTED
ANTERO MIDSTREAM PARTNERS LP
AM
| $49.3M | 0.03% |
1,595,403
+79,702
| +5% | +$2.29M |
|
554
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.3B
| $49.1M | 0.03% |
1,000,261
+24,427
| +3% | +$1.2M |
|
555
CALL
State Street SPDR S&P Homebuilders ETF
XHB
$1.61B
| $48.9M | 0.03% |
1,445,000
+167,400
| +13% | +$5.61M |
|
556
Schwab US Broad Market ETF
SCHB
$43B
| $48.9M | 0.03% |
5,411,328
+90,792
| +2% | +$800K |
|
|
DFS
557
DELISTED
Discover Financial Services
DFS
| $48.6M | 0.03% |
674,849
+173,975
| +35% | +$11.1M |
|
|
NS
558
DELISTED
NuStar Energy L.P.
NS
| $48.6M | 0.03% |
975,786
-100,512
| -9% | -$4.79M |
|
559
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.51B
| $48.6M | 0.03% |
922,730
+644,772
| +232% | +$33.2M |
|
560
Lumen
LUMN
$6.76B
| $48.5M | 0.03% |
2,040,974
+406,538
| +25% | +$10.3M |
|
561
Hartford Financial Services
HIG
$39.2B
| $48.5M | 0.03% |
1,017,728
-117,837
| -10% | -$5.4M |
|
562
CALL
Starbucks
SBUX
$121B
| $48.2M | 0.03% |
869,000
+666,500
| +329% | +$36.9M |
|
563
Intuitive Surgical
ISRG
$126B
| $48.2M | 0.03% |
683,811
+47,655
| +7% | +$3.5M |
|
564
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.41B
| $48M | 0.03% |
1,434,500
-144,265
| -9% | -$4.67M |
|
565
Prudential Financial
PRU
$42.6B
| $47.9M | 0.03% |
460,516
-209,836
| -31% | -$19.9M |
|
566
CALL
Qualcomm
QCOM
$160B
| $47.9M | 0.03% |
734,800
+631,800
| +613% | +$42.4M |
|
567
CALL
Occidental Petroleum
OXY
$55.6B
| $47.9M | 0.03% |
672,500
-97,500
| -13% | -$6.92M |
|
568
PUT
AbbVie
ABBV
$455B
| $47.9M | 0.03% |
764,300
+148,100
| +24% | +$9.04M |
|
569
VanEck Morningstar Wide Moat ETF
MOAT
$11.8B
| $47.8M | 0.03% |
1,371,170
+51,794
| +4% | +$1.78M |
|
570
Newmont
NEM
$101B
| $47.7M | 0.03% |
1,399,151
-1,050,354
| -43% | -$35.9M |
|
571
iShares MSCI ACWI ex US ETF
ACWX
$11.5B
| $47.6M | 0.03% |
1,182,794
+70,205
| +6% | +$2.84M |
|
572
CALL
DuPont de Nemours
DD
$18.7B
| $47.5M | 0.03% |
328,067
+254,145
| +344% | +$35.4M |
|
|
GAP
573
PUT
The Gap Inc
GAP
$7.34B
| $47.5M | 0.03% |
2,117,600
+2,067,800
| +4,152% | +$53.2M |
|
574
Constellation Brands
STZ
$22.3B
| $47.4M | 0.03% |
309,200
+20,469
| +7% | +$3.25M |
|
575
CALL
Micron Technology
MU
$988B
| $47.2M | 0.03% |
2,154,893
+181,375
| +9% | +$3.41M |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.