UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$3.37B |
| 2 |
UBS Group
UBS
|
+$501M |
| 3 |
iShares MSCI EAFE ETF
EFA
|
+$318M |
| 4 |
Lockheed Martin
LMT
|
+$279M |
| 5 |
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
|
+$256M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Kraft Heinz
KHC
|
+$530M |
| 2 |
TWX
Time Warner Inc
TWX
|
+$326M |
| 3 |
ETP
Energy Transfer Partners L.p.
ETP
|
+$261M |
| 4 |
Illinois Tool Works
ITW
|
+$260M |
| 5 |
Wynn Resorts
WYNN
|
+$258M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.92% |
| 2 | Healthcare | 6.69% |
| 3 | Technology | 6.09% |
| 4 | Industrials | 5.73% |
| 5 | Consumer Discretionary | 5.16% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
| $39.2M | 0.03% |
790,127
-233,625
| -23% | -$10.7M |
|
552
Kroger
KR
$35.4B
| $39.1M | 0.03% |
1,021,045
-468,440
| -31% | -$18.1M |
|
553
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.3B
| $39M | 0.03% |
808,074
-75,886
| -9% | -$3.48M |
|
554
iShares Select U.S. REIT ETF
ICF
$2.09B
| $39M | 0.03% |
756,138
-25,922
| -3% | -$1.25M |
|
555
PUT
Berkshire Hathaway Class B
BRK.B
$1.1T
| $38.9M | 0.03% |
274,200
+262,200
| +2,185% | +$34.8M |
|
556
Nucor
NUE
$58.6B
| $38.9M | 0.03% |
822,481
-173,092
| -17% | -$7.04M |
|
557
Estee Lauder
EL
$30.4B
| $38.8M | 0.03% |
411,574
-36,763
| -8% | -$3.28M |
|
558
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$425M
| $38.8M | 0.03% |
523,236
-12,254
| -2% | -$844K |
|
559
PUT
HCA Healthcare
HCA
$87.2B
| $38.7M | 0.03% |
+495,600
| New | +$34.6M |
|
560
Humana
HUM
$43.7B
| $38.6M | 0.03% |
211,080
-27,123
| -11% | -$4.71M |
|
561
PUT
Trip.com Group
TCOM
$29.6B
| $38.6M | 0.03% |
872,000
+777,600
| +824% | +$32.5M |
|
562
iShares MSCI USA Momentum Factor ETF
MTUM
$25B
| $38.4M | 0.03% |
525,223
+308,724
| +143% | +$21.6M |
|
563
ALPS Sector Dividend Dogs ETF
SDOG
$1.4B
| $38.4M | 0.03% |
985,332
-140,676
| -12% | -$5M |
|
|
564
CALL
UBS Group
UBS
$173B
| $38.2M | 0.03% |
2,385,583
+441,533
| +23% | +$7.17M |
|
565
iShares MSCI ACWI ex US ETF
ACWX
$11.5B
| $38M | 0.03% |
962,996
-2,384,063
| -71% | -$89.2M |
|
566
Sanofi
SNY
$103B
| $37.9M | 0.03% |
944,903
+10,093
| +1% | +$405K |
|
567
PUT
Goldman Sachs
GS
$300B
| $37.9M | 0.03% |
241,600
-99,000
| -29% | -$15.3M |
|
568
Vanguard Total International Stock ETF
VXUS
$155B
| $37.9M | 0.03% |
843,405
+59,079
| +8% | +$2.52M |
|
569
CALL
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
| $37.8M | 0.03% |
1,915,702
+302,216
| +19% | +$5.76M |
|
570
PUT
Qualcomm
QCOM
$155B
| $37.7M | 0.03% |
737,900
-676,300
| -48% | -$33M |
|
571
PUT
Philip Morris
PM
$297B
| $37.7M | 0.03% |
384,300
+28,500
| +8% | +$2.61M |
|
572
PUT
Netflix
NFLX
$299B
| $37.7M | 0.03% |
3,685,000
+98,000
| +3% | +$962K |
|
573
PUT
Visa
V
$684B
| $37.5M | 0.03% |
490,600
-83,000
| -14% | -$6.03M |
|
|
TWTR
574
DELISTED
Twitter, Inc.
TWTR
| $37.4M | 0.03% |
2,261,926
+664,902
| +42% | +$11.6M |
|
575
PUT
Coca-Cola
KO
$377B
| $37.4M | 0.03% |
806,200
-1,123,000
| -58% | -$48.9M |
|
Similar funds
UBS Group's Q1 2016 Portfolio in Review
As of Q1 2016, UBS Group held 8,974 positions worth $149B, down 3.1% from $154B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS Group's Q1 2016 filing shows 578 new, 3,014 increased, 3,781 reduced and 1,286 closed positions. Its largest new stake was GCP Applied Technologies Inc.: 1,125,558 shares worth $22.4M. The largest sale was Kraft Heinz, an estimated $530M.
By sector, the portfolio is most concentrated in Financials at 6.9% of assets, down from 7.3% a quarter earlier, followed by Healthcare and Technology.
- UBS Group's largest Q1 2016 buy was GCP Applied Technologies Inc.: 1,125,558 shares worth $22.4M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2016, an estimated $3.37B increase.
- UBS Group's biggest Q1 2016 reduction was Kraft Heinz, cutting an estimated $530M.
- UBS Group fully exited CHUBB CORPORATION in Q1 2016, selling an estimated $197M.
- UBS Group's ten largest holdings make up 19% of its $149B portfolio in Q1 2016.
- UBS Group opened 578 new positions and closed 1,286 in Q1 2016.
- UBS Group's portfolio value fell 3.1% quarter-over-quarter to $149B.
Based on UBS Group's 13F filing for Q1 2016, filed 12 May 2016.