UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5701
BJ's Restaurants
BJRI
$1.43B
| $121K | ﹤0.01% |
5,175
+3,289
| +174% | +$101K |
|
|
ORLA
5702
DELISTED
Orla Mining
ORLA
| $121K | ﹤0.01% |
34,004
-14,701
| -30% | -$65.3K |
|
5703
ProShares Short VIX Short-Term Futures ETF
SVXY
$235M
| $121K | ﹤0.01% |
2,810
+2,808
| +140,400% | +$122K |
|
5704
Wipro
WIT
$19.4B
| $121K | ﹤0.01% |
50,048
-26,836
| -35% | -$66.8K |
|
5705
SoundThinking
SSTI
$81.6M
| $121K | ﹤0.01% |
6,751
+3,137
| +87% | +$66.5K |
|
5706
Omega Flex
OFLX
$285M
| $120K | ﹤0.01% |
1,526
-883
| -37% | -$76.2K |
|
5707
Simplify Interest Rate Hedge ETF
PFIX
$180M
| $120K | ﹤0.01% |
1,257
-982
| -44% | -$74.7K |
|
5708
Greenlight Captial
GLRE
$516M
| $120K | ﹤0.01% |
11,157
-566
| -5% | -$6.1K |
|
5709
United States Brent Oil Fund
BNO
$783M
| $120K | ﹤0.01% |
3,735
-8,429
| -69% | -$247K |
|
5710
Gladstone Capital
GLAD
$447M
| $120K | ﹤0.01% |
6,213
+1,328
| +27% | +$27.5K |
|
5711
Orrstown Financial Services
ORRF
$853M
| $120K | ﹤0.01% |
5,698
-168
| -3% | -$3.66K |
|
5712
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$144M
| $119K | ﹤0.01% |
11,492
-4,733
| -29% | -$53.1K |
|
5713
Celcuity
CELC
$4.51B
| $119K | ﹤0.01% |
13,018
-348
| -3% | -$3.42K |
|
5714
Pure Cycle
PCYO
$273M
| $119K | ﹤0.01% |
12,377
-363
| -3% | -$4.1K |
|
5715
CTS Corp
CTS
$1.82B
| $119K | ﹤0.01% |
2,843
-21,674
| -88% | -$933K |
|
5716
RBB Bancorp
RBB
$464M
| $119K | ﹤0.01% |
9,278
-329
| -3% | -$4.47K |
|
5717
Roundhill Generative AI & Technology ETF
CHAT
$1.95B
| $118K | ﹤0.01% |
+4,384
| New | +$125K |
|
|
CMRX
5718
DELISTED
Chimerix, Inc.
CMRX
| $118K | ﹤0.01% |
123,060
-162,194
| -57% | -$177K |
|
5719
iShares Emerging Markets Infrastructure ETF
EMIF
$12.6M
| $118K | ﹤0.01% |
5,722
-562
| -9% | -$12K |
|
|
FRGE
5720
DELISTED
Forge Global Holdings
FRGE
| $118K | ﹤0.01% |
3,869
-362
| -9% | -$13.3K |
|
5721
Fidelity MSCI Materials Index ETF
FMAT
$614M
| $118K | ﹤0.01% |
2,666
+781
| +41% | +$36.1K |
|
|
AVDL
5722
DELISTED
Avadel Pharmaceuticals
AVDL
| $118K | ﹤0.01% |
11,434
-1,954
| -15% | -$26.2K |
|
5723
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.08B
| $118K | ﹤0.01% |
+1,756
| New | +$122K |
|
5724
Grindr
GRND
$2.79B
| $117K | ﹤0.01% |
20,431
-3,306
| -14% | -$18.5K |
|
5725
FT Vest US Equity Deep Buffer ETF August
DAUG
$374M
| $117K | ﹤0.01% |
3,548
-837
| -19% | -$28.4K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.