UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ASA
5676
ASA Gold and Precious Metals
ASA
$1.1B
| $127K | ﹤0.01% |
9,500
-2,272
| -19% | -$33.5K |
|
5677
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$365M
| $126K | ﹤0.01% |
4,644
-1,434
| -24% | -$40.7K |
|
5678
Adasina Social Justice All Cap Global ETF
JSTC
$307M
| $126K | ﹤0.01% |
8,165
+7,819
| +2,260% | +$125K |
|
5679
Princeton Bancorp
BPRN
$296M
| $126K | ﹤0.01% |
4,330
-100
| -2% | -$2.93K |
|
5680
Concrete Pumping Holdings
BBCP
$480M
| $125K | ﹤0.01% |
14,608
-3,292
| -18% | -$26.5K |
|
5681
Regional Management Corp
RM
$306M
| $125K | ﹤0.01% |
4,528
-13
| -0.3% | -$386 |
|
5682
Third Coast Bancshares
TCBX
$766M
| $125K | ﹤0.01% |
7,306
-105
| -1% | -$1.96K |
|
5683
Sutro Biopharma
STRO
$340M
| $125K | ﹤0.01% |
3,597
+591
| +20% | +$25.7K |
|
5684
Unity Bancorp
UNTY
$616M
| $125K | ﹤0.01% |
5,323
+158
| +3% | +$3.91K |
|
5685
NCR Voyix
VYX
$1.13B
| $124K | ﹤0.01% |
12,267
-62,770
| -84% | -$1.07M |
|
5686
Calvert US Large-Cap Core Responsible Index ETF
CVLC
$976M
| $124K | ﹤0.01% |
+2,333
| New | +$129K |
|
|
API
5687
Agora
API
$395M
| $124K | ﹤0.01% |
48,991
+48,957
| +143,991% | +$140K |
|
5688
Viemed Healthcare
VMD
$348M
| $124K | ﹤0.01% |
18,394
-5,960
| -24% | -$48.8K |
|
|
MSB
5689
Mesabi Trust
MSB
$302M
| $124K | ﹤0.01% |
6,154
-516
| -8% | -$9.91K |
|
5690
Axogen
AXGN
$2.61B
| $123K | ﹤0.01% |
24,671
-14,739
| -37% | -$102K |
|
5691
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$319M
| $123K | ﹤0.01% |
3,572
+357
| +11% | +$12.8K |
|
5692
Graham Corp
GHM
$1.32B
| $123K | ﹤0.01% |
7,410
-1,111
| -13% | -$16.8K |
|
|
AGS
5693
DELISTED
PlayAGS
AGS
| $123K | ﹤0.01% |
18,800
-6,066
| -24% | -$40.5K |
|
5694
AC Immune
ACIU
$254M
| $122K | ﹤0.01% |
42,974
+100
| +0.2% | +$304 |
|
5695
BayCom
BCML
$340M
| $122K | ﹤0.01% |
6,360
-367
| -5% | -$6.94K |
|
|
PKST
5696
DELISTED
Peakstone Realty Trust
PKST
| $122K | ﹤0.01% |
7,323
+2,516
| +52% | +$53.4K |
|
5697
Village Super Market
VLGEA
$638M
| $122K | ﹤0.01% |
5,381
-35
| -0.6% | -$808 |
|
5698
iShares MSCI China Small-Cap ETF
ECNS
$66.6M
| $122K | ﹤0.01% |
4,483
-13
| -0.3% | -$375 |
|
5699
McCormick & Company Voting
MKC.V
$14.6B
| $122K | ﹤0.01% |
1,543
-3,901
| -72% | -$328K |
|
5700
Southern First Bancshares
SFST
$609M
| $122K | ﹤0.01% |
4,517
-106
| -2% | -$2.94K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.