UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5651
Caleres
CAL
$449M
| $133K | ﹤0.01% |
4,628
-9,389
| -67% | -$249K |
|
5652
Invesco Zacks Mid-Cap ETF
CZA
$193M
| $133K | ﹤0.01% |
1,559
-5
| -0.3% | -$443 |
|
|
VBFC
5653
DELISTED
Village Bank and Trust Financial Corp.
VBFC
| $133K | ﹤0.01% |
2,912
+143
| +5% | +$6.59K |
|
5654
Red River Bancshares
RRBI
$676M
| $133K | ﹤0.01% |
2,889
+125
| +5% | +$6.06K |
|
|
RSF
5655
RiverNorth Capital and Income Fund
RSF
$58.7M
| $133K | ﹤0.01% |
8,875
-3,123
| -26% | -$47.2K |
|
|
GNTY
5656
DELISTED
Guaranty Bancshares
GNTY
| $132K | ﹤0.01% |
4,611
-185
| -4% | -$5.45K |
|
5657
Brinker International
EAT
$10.2B
| $132K | ﹤0.01% |
4,165
-54,743
| -93% | -$1.92M |
|
5658
Vanguard US Quality Factor ETF
VFQY
$506M
| $131K | ﹤0.01% |
1,170
+614
| +110% | +$71K |
|
|
TSVT
5659
DELISTED
2seventy bio
TSVT
| $131K | ﹤0.01% |
33,427
-49,005
| -59% | -$321K |
|
5660
OrthoPediatrics
KIDS
$648M
| $131K | ﹤0.01% |
4,092
-8,597
| -68% | -$331K |
|
5661
Grid Dynamics Holdings
GDYN
$629M
| $131K | ﹤0.01% |
10,739
-29,881
| -74% | -$331K |
|
5662
ActivePassive US Equity ETF
APUE
$2.52B
| $131K | ﹤0.01% |
5,001
+4,983
| +27,683% | +$135K |
|
|
PACW
5663
DELISTED
PacWest Bancorp
PACW
| $130K | ﹤0.01% |
16,488
+8,862
| +116% | +$73.9K |
|
5664
First Business Financial Services
FBIZ
$598M
| $130K | ﹤0.01% |
4,339
-167
| -4% | -$5.27K |
|
|
MKFG
5665
DELISTED
Markforged Holding Corporation
MKFG
| $130K | ﹤0.01% |
8,975
-8,414
| -48% | -$119K |
|
5666
Forum Energy Technologies
FET
$960M
| $130K | ﹤0.01% |
5,413
-215
| -4% | -$5.36K |
|
5667
FreightCar America
RAIL
$240M
| $130K | ﹤0.01% |
48,584
+2,578
| +6% | +$7.36K |
|
5668
eHealth
EHTH
$39.1M
| $129K | ﹤0.01% |
17,370
-2,251
| -11% | -$17.7K |
|
5669
iRadimed
IRMD
$1.11B
| $128K | ﹤0.01% |
2,889
-12,149
| -81% | -$564K |
|
5670
Nuvation Bio
NUVB
$2.18B
| $128K | ﹤0.01% |
95,606
+285
| +0.3% | +$474 |
|
5671
TriSalus Life Sciences
TLSI
$324M
| $128K | ﹤0.01% |
24,932
+24,910
| +113,227% | +$204K |
|
5672
Alpha Architect 1-3 Month Box ETF
BOXX
$13.5B
| $128K | ﹤0.01% |
+1,230
| New | +$127K |
|
5673
Arbutus Biopharma
ABUS
$924M
| $127K | ﹤0.01% |
62,618
-5,549
| -8% | -$11.6K |
|
5674
Schwab 5-10 Year Corporate Bond ETF
SCHI
$11.5B
| $127K | ﹤0.01% |
6,018
-2,412
| -29% | -$52.2K |
|
5675
Endava
DAVA
$164M
| $127K | ﹤0.01% |
2,211
+107
| +5% | +$5.58K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.