UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TotalEnergies
TTE
|
+$956M |
| 2 |
SPDR Gold Trust
GLD
|
+$760M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 4 |
ExxonMobil
XOM
|
+$530M |
| 5 |
iShares China Large-Cap ETF
FXI
|
+$448M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AAMC
5626
DELISTED
Altisource Asset Management Corp
AAMC
| $41K | ﹤0.01% |
+927
| New | +$37.9K |
|
|
ALOG
5627
DELISTED
Analogic Corp
ALOG
| $41K | ﹤0.01% |
541
-1,640
| -75% | -$129K |
|
|
CEMP
5628
DELISTED
Cempra, Inc.
CEMP
| $41K | ﹤0.01% |
10,802
-8,995
| -45% | -$31.2K |
|
|
TACO
5629
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
| $41K | ﹤0.01% |
3,050
-2,387
| -44% | -$31.9K |
|
|
QADA
5630
DELISTED
QAD Inc.
QADA
| $41K | ﹤0.01% |
1,449
-2,644
| -65% | -$76.3K |
|
5631
Aqua Metals
AQMS
$9.49M
| $40K | ﹤0.01% |
10
-1
| -9% | -$3.11K |
|
5632
ArcBest
ARCB
$3.17B
| $40K | ﹤0.01% |
1,537
-2,799
| -65% | -$82.2K |
|
|
CLSD
5633
DELISTED
Clearside Biomedical
CLSD
| $40K | ﹤0.01% |
335
+114
| +52% | +$13.5K |
|
5634
Citizens & Northern Corp
CZNC
$453M
| $40K | ﹤0.01% |
1,707
-1,574
| -48% | -$38.1K |
|
|
MCHB
5635
Mechanics Bancorp
MCHB
$3.68B
| $40K | ﹤0.01% |
1,422
-5,352
| -79% | -$147K |
|
5636
Lands' End
LE
$393M
| $40K | ﹤0.01% |
1,901
-2,693
| -59% | -$47.5K |
|
5637
LifeVantage
LFVN
$84M
| $40K | ﹤0.01% |
7,544
+4,615
| +158% | +$29.1K |
|
|
MAG
5638
DELISTED
MAG Silver
MAG
| $40K | ﹤0.01% |
3,040
+1,788
| +143% | +$25.3K |
|
5639
Pure Cycle
PCYO
$255M
| $40K | ﹤0.01% |
7,289
+1,789
| +33% | +$9.5K |
|
|
RDHL
5640
Redhill Biopharma
RDHL
$4.07M
| $40K | ﹤0.01% |
4
+2
| +100% | +$20K |
|
5641
Shore Bancshares
SHBI
$813M
| $40K | ﹤0.01% |
2,366
-3,346
| -59% | -$55K |
|
5642
PUT
Stryker
SYK
$129B
| $40K | ﹤0.01% |
300
-11,546
| -97% | -$1.46M |
|
5643
Vishay Precision Group
VPG
$978M
| $40K | ﹤0.01% |
2,528
-2,323
| -48% | -$38.7K |
|
|
MRLN
5644
DELISTED
Marlin Business Services Corp
MRLN
| $40K | ﹤0.01% |
1,567
+5
| +0.3% | +$118 |
|
|
ARA
5645
DELISTED
American Renal Associates Holdings, Inc
ARA
| $40K | ﹤0.01% |
2,378
+222
| +10% | +$4.43K |
|
|
AUSE
5646
DELISTED
WisdomTree Australia Dividend Fund
AUSE
| $40K | ﹤0.01% |
714
| – | – |
|
|
REIS
5647
DELISTED
Reis, Inc.
REIS
| $40K | ﹤0.01% |
2,212
-700
| -24% | -$13.6K |
|
5648
PUT
Ameriprise Financial
AMP
$49.6B
| $39K | ﹤0.01% |
+300
| New | +$37.1K |
|
5649
CB Financial Services
CBFV
$188M
| $39K | ﹤0.01% |
1,392
-4,225
| -75% | -$113K |
|
5650
CorMedix
CRMD
$581M
| $39K | ﹤0.01% |
4,837
-223
| -4% | -$2.13K |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $9.1B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was TotalEnergies, cutting an estimated $956M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.