UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
IOC
5626
PUT
DELISTED
Interoil Corporation
IOC
| $62K | ﹤0.01% |
+1,300
| New | +$63.5K |
|
|
ARIA
5627
PUT
DELISTED
Ariad Pharmaceuticals Inc
ARIA
| $62K | ﹤0.01% |
+5,000
| New | +$60.2K |
|
5628
Barnwell Industries
BRN
$14.1M
| $61K | ﹤0.01% |
36,885
-10,469
| -22% | -$17.3K |
|
5629
Graham Corp
GHM
$1.31B
| $61K | ﹤0.01% |
2,797
+1,317
| +89% | +$27K |
|
5630
NovoCure
NVCR
$1.91B
| $61K | ﹤0.01% |
7,731
+1,171
| +18% | +$9.42K |
|
5631
FreightCar America
RAIL
$260M
| $61K | ﹤0.01% |
4,119
-11,645
| -74% | -$166K |
|
5632
ProShares Short 7-10 Year Treasury
TBX
$20.8M
| $61K | ﹤0.01% |
+2,097
| New | +$59.6K |
|
5633
Wayfair
W
$14.6B
| $61K | ﹤0.01% |
1,730
-1,675
| -49% | -$60.2K |
|
5634
Expro Ltd
XPRO
$1.91B
| $61K | ﹤0.01% |
833
-7,754
| -90% | -$569K |
|
|
CMRX
5635
DELISTED
Chimerix, Inc.
CMRX
| $61K | ﹤0.01% |
13,430
+9,117
| +211% | +$43K |
|
|
SCX
5636
DELISTED
The L.S. Starrett Company
SCX
| $61K | ﹤0.01% |
6,565
+2,769
| +73% | +$27K |
|
|
SIEN
5637
DELISTED
Sientra, Inc.
SIEN
| $61K | ﹤0.01% |
722
+216
| +43% | +$18K |
|
|
ECOM
5638
DELISTED
CHANNELADVISOR CORPORATION
ECOM
| $61K | ﹤0.01% |
4,266
+3,632
| +573% | +$48.3K |
|
|
BXE
5639
DELISTED
Bellatrix Exploration Ltd.
BXE
| $61K | ﹤0.01% |
12,999
+3,899
| +43% | +$17K |
|
|
GSH
5640
DELISTED
Guangshen Railway Co. Ltd
GSH
| $61K | ﹤0.01% |
2,025
+927
| +84% | +$25.5K |
|
|
ALD
5641
DELISTED
WisdomTree Asia Local Debt Fund
ALD
| $61K | ﹤0.01% |
1,448
+1,112
| +331% | +$48.8K |
|
5642
American Superconductor
AMSC
$1.59B
| $60K | ﹤0.01% |
8,149
-1,341
| -14% | -$10K |
|
5643
Central Garden & Pet Co
CENT
$2.8B
| $60K | ﹤0.01% |
2,253
+1,278
| +131% | +$29.1K |
|
|
CIO
5644
DELISTED
City Office REIT
CIO
| $60K | ﹤0.01% |
+4,529
| New | +$56.8K |
|
5645
Teucrium Corn Fund
CORN
$168M
| $60K | ﹤0.01% |
3,198
-579
| -15% | -$11K |
|
5646
PUT
Gold Fields
GFI
$36.5B
| $60K | ﹤0.01% |
20,000
-30,000
| -60% | -$107K |
|
5647
Innovative Solutions & Support
ISSC
$361M
| $60K | ﹤0.01% |
18,056
+1,456
| +9% | +$4.73K |
|
5648
Park Aerospace
PKE
$819M
| $60K | ﹤0.01% |
3,233
+3,155
| +4,045% | +$53.8K |
|
5649
Plug Power
PLUG
$3.04B
| $60K | ﹤0.01% |
50,284
+32,718
| +186% | +$48K |
|
5650
PUT
Vanguard Dividend Appreciation ETF
VIG
$114B
| $60K | ﹤0.01% |
700
+400
| +133% | +$33.6K |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.