UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5601
Werner Enterprises
WERN
$2.33B
| $143K | ﹤0.01% |
3,675
-75,463
| -95% | -$3.24M |
|
5602
Wave Life Sciences
WVE
$1.07B
| $143K | ﹤0.01% |
24,883
+7,201
| +41% | +$32.9K |
|
5603
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
$22.3M
| $142K | ﹤0.01% |
2,198
-160
| -7% | -$11.1K |
|
|
EDF
5604
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$167M
| $142K | ﹤0.01% |
32,225
+3,751
| +13% | +$17.3K |
|
5605
MicroSectors FANG & Innovation 3x Leveraged ETN
BULZ
$336M
| $142K | ﹤0.01% |
22,710
+22,220
| +4,535% | +$160K |
|
5606
Aemetis
AMTX
$128M
| $142K | ﹤0.01% |
34,172
+34,059
| +30,141% | +$208K |
|
5607
Eltek
ELTK
$57.9M
| $142K | ﹤0.01% |
14,966
+14,862
| +14,290% | +$128K |
|
|
SKE
5608
Skeena Resources
SKE
$4.1B
| $142K | ﹤0.01% |
30,800
-1,963
| -6% | -$9.53K |
|
5609
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$94.9M
| $142K | ﹤0.01% |
3,564
-13,380
| -79% | -$568K |
|
5610
Magnite
MGNI
$3.55B
| $142K | ﹤0.01% |
18,771
-90,093
| -83% | -$971K |
|
5611
Riley Exploration Permian
REPX
$800M
| $142K | ﹤0.01% |
4,452
-1,486
| -25% | -$50.5K |
|
5612
Fate Therapeutics
FATE
$300M
| $141K | ﹤0.01% |
66,710
-192,976
| -74% | -$639K |
|
5613
Entravision Communication
EVC
$832M
| $141K | ﹤0.01% |
38,733
-837
| -2% | -$3.41K |
|
|
LUNA
5614
DELISTED
Luna Innovations Incorporated
LUNA
| $141K | ﹤0.01% |
24,123
-3,006
| -11% | -$22.8K |
|
5615
Enova International
ENVA
$6.61B
| $141K | ﹤0.01% |
2,772
-177
| -6% | -$9.23K |
|
5616
NextNav
NN
$3.36B
| $141K | ﹤0.01% |
27,375
-3,106
| -10% | -$12.5K |
|
5617
ProShares VIX Short-Term Futures ETF
VIXY
$188M
| $141K | ﹤0.01% |
1,508
-9,289
| -86% | -$874K |
|
5618
Custom Truck One Source
CTOS
$2.4B
| $140K | ﹤0.01% |
22,570
+167
| +0.7% | +$1.1K |
|
5619
MVB Financial
MVBF
$398M
| $140K | ﹤0.01% |
6,190
-292
| -5% | -$6.9K |
|
|
TEI
5620
Templeton Emerging Markets Income Fund
TEI
$320M
| $139K | ﹤0.01% |
30,172
+1,569
| +5% | +$7.88K |
|
5621
Commercial Vehicle Group
CVGI
$132M
| $139K | ﹤0.01% |
17,923
-4,215
| -19% | -$39.7K |
|
5622
FlexShares Ultra-Short Income Fund
RAVI
$1.5B
| $139K | ﹤0.01% |
1,850
-791
| -30% | -$59.3K |
|
5623
Vident US Equity Strategy ETF
VUSE
$697M
| $139K | ﹤0.01% |
2,959
+2,554
| +631% | +$123K |
|
5624
Xeris Biopharma Holdings
XERS
$1.57B
| $138K | ﹤0.01% |
74,440
+71,083
| +2,117% | +$163K |
|
|
EMF
5625
Templeton Emerging Markets Fund
EMF
$332M
| $138K | ﹤0.01% |
12,215
+747
| +7% | +$8.89K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.