UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5601
Great Elm Capital Corp
GECC
$81M
| $66K | ﹤0.01% |
3,957
-19,344
| -83% | -$772K |
|
5602
Nuveen ESG High Yield Corporate Bond ETF
NUHY
$112M
| $66K | ﹤0.01% |
+2,949
| New | +$71.8K |
|
5603
Oportun Financial
OPRT
$351M
| $66K | ﹤0.01% |
6,299
-3,148
| -33% | -$60.4K |
|
|
PHX
5604
DELISTED
PHX Minerals
PHX
| $66K | ﹤0.01% |
17,759
-9,100
| -34% | -$60.7K |
|
5605
Red Rock Resorts
RRR
$3.67B
| $66K | ﹤0.01% |
7,734
+6,313
| +444% | +$125K |
|
5606
Saga Communications
SGA
$61.8M
| $66K | ﹤0.01% |
2,404
-2,635
| -52% | -$77.5K |
|
5607
Invesco S&P MidCap Quality ETF
XMHQ
$5.67B
| $66K | ﹤0.01% |
1,600
-299
| -16% | -$14.9K |
|
|
MRLN
5608
DELISTED
Marlin Business Services Corp
MRLN
| $66K | ﹤0.01% |
5,834
-7,926
| -58% | -$142K |
|
|
DIVY
5609
DELISTED
Reality Shares DIVS ETF
DIVY
| $66K | ﹤0.01% |
4,389
+1,060
| +32% | +$25.7K |
|
|
RIBT
5610
DELISTED
RiceBran Technologies
RIBT
| $66K | ﹤0.01% |
6,634
-88
| -1% | -$1.02K |
|
5611
Global Indemnity Group
GBLI
$413M
| $65K | ﹤0.01% |
2,561
-7,080
| -73% | -$214K |
|
5612
Quanterix
QTRX
$135M
| $65K | ﹤0.01% |
3,523
-10,984
| -76% | -$251K |
|
5613
PUT
Snap-on
SNA
$20.9B
| $65K | ﹤0.01% |
600
-5,600
| -90% | -$827K |
|
5614
Willis Lease Finance
WLFC
$1.15B
| $65K | ﹤0.01% |
7,317
-3,528
| -33% | -$58.4K |
|
5615
Weis Markets
WMK
$1.77B
| $65K | ﹤0.01% |
1,569
-8,499
| -84% | -$325K |
|
|
SMC
5616
Summit Midstream
SMC
$480M
| $65K | ﹤0.01% |
7,206
-3,885
| -35% | -$131K |
|
|
CHMA
5617
DELISTED
Chiasma, Inc. Common Stock
CHMA
| $65K | ﹤0.01% |
17,707
-23,871
| -57% | -$106K |
|
|
SCIX
5618
DELISTED
Global X Scientific Beta Asia ex-Japan ETF
SCIX
| $65K | ﹤0.01% |
3,697
+1,791
| +94% | +$39.5K |
|
|
CHIM
5619
DELISTED
Global X MSCI China Materials ETF
CHIM
| $65K | ﹤0.01% |
4,621
+3,918
| +557% | +$61.9K |
|
5620
CEMIG Preferred Shares
CIG
$5.58B
| $64K | ﹤0.01% |
73,764
-69,086
| -48% | -$106K |
|
5621
Covenant Logistics
CVLG
$880M
| $64K | ﹤0.01% |
14,696
-14,760
| -50% | -$92.3K |
|
5622
PUT
Diageo
DEO
$52.8B
| $64K | ﹤0.01% |
500
-300
| -38% | -$45K |
|
5623
Hawthorn Bancshares
HWBK
$277M
| $64K | ﹤0.01% |
4,085
-4,904
| -55% | -$93.6K |
|
|
SNCR
5624
DELISTED
Synchronoss Technologies
SNCR
| $64K | ﹤0.01% |
2,334
-1,269
| -35% | -$55.9K |
|
|
CPLG
5625
DELISTED
CorePoint Lodging Inc. Common Stock
CPLG
| $64K | ﹤0.01% |
16,297
-38,776
| -70% | -$306K |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.