UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5576
Cibus
CBUS
$135M
| $148K | ﹤0.01% |
8,120
+7,731
| +1,987% | +$139K |
|
5577
Pangaea Logistics
PANL
$487M
| $147K | ﹤0.01% |
25,068
+2,617
| +12% | +$16.3K |
|
5578
M/I Homes
MHO
$3.85B
| $147K | ﹤0.01% |
1,753
-16,951
| -91% | -$1.57M |
|
|
VGI
5579
Virtus Global Multi-Sector Income Fund
VGI
$82.9M
| $147K | ﹤0.01% |
20,067
-4,719
| -19% | -$35.7K |
|
5580
Rush Street Interactive
RSI
$2.96B
| $147K | ﹤0.01% |
31,850
-5,129
| -14% | -$21.6K |
|
5581
ProFrac Holding
ACDC
$978M
| $147K | ﹤0.01% |
13,520
-2,998
| -18% | -$34.7K |
|
5582
QuinStreet
QNST
$1.18B
| $147K | ﹤0.01% |
16,398
-25,164
| -61% | -$233K |
|
|
FRLN
5583
DELISTED
Freeline Therapeutics Holdings plc American Depositary Shares
FRLN
| $147K | ﹤0.01% |
34,204
+871
| +3% | +$3.44K |
|
|
APLS
5584
DELISTED
Apellis Pharmaceuticals
APLS
| $147K | ﹤0.01% |
3,866
-92,589
| -96% | -$4.07M |
|
5585
ProShares Ultra MSCI Emerging Markets
EET
$37.2M
| $147K | ﹤0.01% |
+3,260
| New | +$163K |
|
5586
Bowman Consulting
BWMN
$733M
| $146K | ﹤0.01% |
5,224
-1,537
| -23% | -$46.8K |
|
|
LX
5587
LexinFintech Holdings
LX
$224M
| $146K | ﹤0.01% |
66,148
+41,374
| +167% | +$99.8K |
|
5588
ACNB Corp
ACNB
$660M
| $146K | ﹤0.01% |
4,624
-1,113
| -19% | -$36.8K |
|
|
ACB
5589
Aurora Cannabis
ACB
$228M
| $146K | ﹤0.01% |
24,970
+24,148
| +2,938% | +$140K |
|
5590
Destination XL Group
DXLG
$35.4M
| $146K | ﹤0.01% |
32,505
-1,318
| -4% | -$6.18K |
|
5591
VanEck Brazil Small-Cap ETF
BRF
$20.1M
| $145K | ﹤0.01% |
8,867
+8,264
| +1,370% | +$147K |
|
|
LSEA
5592
DELISTED
Landsea Homes
LSEA
| $145K | ﹤0.01% |
16,129
+213
| +1% | +$2.13K |
|
5593
Enanta Pharmaceuticals
ENTA
$383M
| $145K | ﹤0.01% |
12,958
-30,537
| -70% | -$492K |
|
5594
MicroSectors Travel 3x Leveraged ETN
FLYU
$8.55M
| $145K | ﹤0.01% |
4,776
+2,133
| +81% | +$84.9K |
|
5595
Cushman & Wakefield Ltd
CWK
$3.38B
| $144K | ﹤0.01% |
18,962
-77,379
| -80% | -$700K |
|
5596
Pyxis Tankers
PXS
$52.8M
| $144K | ﹤0.01% |
38,836
+38,794
| +92,367% | +$140K |
|
5597
BCB Bancorp
BCBP
$163M
| $144K | ﹤0.01% |
12,968
+389
| +3% | +$4.62K |
|
5598
Universal Logistics Holdings
ULH
$509M
| $144K | ﹤0.01% |
5,703
-4,891
| -46% | -$140K |
|
|
PHD
5599
DELISTED
Pioneer Floating Rate Fund
PHD
| $144K | ﹤0.01% |
15,929
+3,320
| +26% | +$29.8K |
|
|
NOVA
5600
DELISTED
Sunnova Energy
NOVA
| $143K | ﹤0.01% |
13,690
-218,907
| -94% | -$3.42M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.