UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5526
MicroSectors Gold Miners -3x Inverse Leveraged ETN
GDXD
$643M
| $157K | ﹤0.01% |
10
+9
| +900% | +$108K |
|
|
CSTR
5527
DELISTED
CapStar Financial Holdings, Inc
CSTR
| $157K | ﹤0.01% |
11,065
-564
| -5% | -$7.74K |
|
5528
Domo
DOMO
$184M
| $157K | ﹤0.01% |
15,974
-7,095
| -31% | -$98.6K |
|
5529
Hanmi Financial
HAFC
$962M
| $157K | ﹤0.01% |
9,654
-3,035
| -24% | -$52.4K |
|
5530
Liquidia Corp
LQDA
$6.66B
| $156K | ﹤0.01% |
24,666
-9,555
| -28% | -$68.8K |
|
|
JMIA
5531
Jumia Technologies
JMIA
$772M
| $156K | ﹤0.01% |
59,162
-42,428
| -42% | -$147K |
|
5532
NMI Holdings
NMIH
$3.44B
| $156K | ﹤0.01% |
5,755
-57,998
| -91% | -$1.62M |
|
|
ZIMV
5533
DELISTED
ZimVie
ZIMV
| $156K | ﹤0.01% |
16,566
-508
| -3% | -$5.87K |
|
|
BRT
5534
BRT Apartments
BRT
$270M
| $156K | ﹤0.01% |
9,023
-1,561
| -15% | -$29.5K |
|
5535
X4 Pharmaceuticals
XFOR
$418M
| $156K | ﹤0.01% |
4,758
+4,674
| +5,564% | +$204K |
|
|
NYAX
5536
Nayax
NYAX
$1.89B
| $155K | ﹤0.01% |
6,355
+5,474
| +621% | +$122K |
|
5537
VanEck Merk Gold Trust
OUNZ
$2.71B
| $155K | ﹤0.01% |
+8,652
| New | +$161K |
|
|
ALLK
5538
DELISTED
Allakos
ALLK
| $155K | ﹤0.01% |
68,186
+4,787
| +8% | +$17.8K |
|
5539
Vident US Bond Strategy ETF
VBND
$525M
| $154K | ﹤0.01% |
+3,700
| New | +$157K |
|
|
OSG
5540
DELISTED
Overseas Shipholding Group Inc.
OSG
| $154K | ﹤0.01% |
35,120
+32,122
| +1,071% | +$133K |
|
5541
Sierra Bancorp
BSRR
$532M
| $154K | ﹤0.01% |
8,125
-303
| -4% | -$5.96K |
|
5542
Legacy Housing
LEGH
$698M
| $154K | ﹤0.01% |
7,926
+155
| +2% | +$3.41K |
|
5543
Donegal Group Class A
DGICA
$696M
| $154K | ﹤0.01% |
10,790
-2,048
| -16% | -$30K |
|
5544
Piper Sandler
PIPR
$5.41B
| $154K | ﹤0.01% |
4,232
-50,296
| -92% | -$1.82M |
|
|
SMC
5545
Summit Midstream
SMC
$482M
| $154K | ﹤0.01% |
11,101
+286
| +3% | +$4.15K |
|
5546
PureCycle Technologies
PCT
$1.4B
| $153K | ﹤0.01% |
27,345
-8,033
| -23% | -$75.3K |
|
5547
OraSure Technologies
OSUR
$265M
| $153K | ﹤0.01% |
25,857
-30,043
| -54% | -$169K |
|
5548
Organogenesis Holdings
ORGO
$230M
| $153K | ﹤0.01% |
48,047
+46,046
| +2,301% | +$146K |
|
5549
ProShares UltraShort Silver
ZSL
$58M
| $153K | ﹤0.01% |
+177
| New | +$136K |
|
5550
PUT
Sabre
SABR
$900M
| $152K | ﹤0.01% |
33,900
| – | – |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.