UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
526
CALL
Expedia Group
EXPE
$37.5B
| $102M | 0.03% |
620,721
| – | – |
|
527
Progressive
PGR
$123B
| $101M | 0.03% |
1,120,712
-159,881
| -12% | -$15.2M |
|
528
iShares MSCI EAFE Growth ETF
EFG
$17B
| $101M | 0.03% |
946,994
+66,667
| +8% | +$7.34M |
|
529
Vanguard Energy ETF
VDE
$9.91B
| $101M | 0.03% |
1,362,392
+399,206
| +41% | +$27.8M |
|
530
CALL
Salesforce
CRM
$156B
| $101M | 0.03% |
370,842
+36,800
| +11% | +$9.35M |
|
531
Plains All American Pipeline
PAA
$16.6B
| $100M | 0.03% |
9,866,926
-1,600,282
| -14% | -$15.9M |
|
532
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.95B
| $100M | 0.03% |
4,161,708
+225,439
| +6% | +$5.33M |
|
533
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
| $100M | 0.03% |
3,272,663
+41,265
| +1% | +$1.27M |
|
534
iShares Core MSCI Europe ETF
IEUR
$9.09B
| $99.6M | 0.03% |
1,776,818
-150,968
| -8% | -$8.8M |
|
535
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.2B
| $99.5M | 0.03% |
2,749,113
+65,648
| +2% | +$2.44M |
|
536
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
| $99.5M | 0.03% |
1,947,993
+87,858
| +5% | +$4.5M |
|
537
United Rentals
URI
$71.6B
| $99.4M | 0.03% |
283,273
+12,289
| +5% | +$4.13M |
|
538
CALL
iShares MSCI EAFE ETF
EFA
$79.3B
| $98.6M | 0.03% |
1,264,000
-545,500
| -30% | -$43.6M |
|
539
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
| $98.5M | 0.03% |
1,077,379
-65,221
| -6% | -$5.97M |
|
540
PUT
Mastercard
MA
$500B
| $97.9M | 0.03% |
281,658
+55,722
| +25% | +$20.3M |
|
541
Invesco Preferred ETF
PGX
$3.81B
| $97.8M | 0.03% |
6,509,854
-228,320
| -3% | -$3.47M |
|
542
CALL
Walt Disney
DIS
$170B
| $97.6M | 0.03% |
577,219
+219,360
| +61% | +$39.1M |
|
543
DexCom
DXCM
$32.8B
| $97.6M | 0.03% |
713,820
+148,220
| +26% | +$18.7M |
|
|
BNY
544
Bank of New York Mellon
BNY
$106B
| $97.6M | 0.03% |
1,882,068
-81,178
| -4% | -$4.22M |
|
|
GRUB
545
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
| $97.3M | 0.03% |
6,696,336
-3,970,063
| -37% | -$69.4M |
|
546
CALL
Cisco
CSCO
$480B
| $95.9M | 0.03% |
1,762,632
+198,530
| +13% | +$11.1M |
|
547
PUT
iShares MSCI Brazil ETF
EWZ
$9.14B
| $95.6M | 0.03% |
2,976,700
+220,000
| +8% | +$8.05M |
|
548
BioNTech
BNTX
$23.1B
| $95.4M | 0.03% |
349,631
+43,057
| +14% | +$13.7M |
|
549
CALL
Broadcom
AVGO
$1.99T
| $95.4M | 0.03% |
1,967,830
+162,000
| +9% | +$7.88M |
|
550
EPAM Systems
EPAM
$5.85B
| $94.6M | 0.03% |
165,895
-9,518
| -5% | -$5.6M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.