UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
526
Prudential Financial
PRU
$42B
| $68.3M | 0.03% |
1,074,632
+111,187
| +12% | +$7.31M |
|
527
Yum China
YUMC
$16.5B
| $68M | 0.03% |
1,284,018
-177,939
| -12% | -$9.42M |
|
528
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.2B
| $67.8M | 0.03% |
1,366,915
-25,217
| -2% | -$1.22M |
|
529
PUT
Sea Limited
SE
$67.8B
| $67.7M | 0.03% |
439,500
+240,000
| +120% | +$32.4M |
|
530
Vanguard Russell 1000 ETF
VONE
$8.51B
| $67.7M | 0.03% |
437,031
-11,675
| -3% | -$1.78M |
|
531
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
| $67.5M | 0.03% |
1,225,871
+298,491
| +32% | +$16.5M |
|
532
CALL
Booking.com
BKNG
$156B
| $67.2M | 0.03% |
982,500
-237,975
| -19% | -$16.7M |
|
533
L3Harris
LHX
$53.8B
| $67.2M | 0.03% |
395,419
+78,670
| +25% | +$13.8M |
|
534
ARK Genomic Revolution ETF
ARKG
$1.63B
| $67.1M | 0.03% |
1,053,518
+125,881
| +14% | +$7.38M |
|
535
CALL
JPMorgan Chase
JPM
$947B
| $67M | 0.03% |
695,500
-5,174
| -0.7% | -$508K |
|
536
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
| $66.9M | 0.03% |
1,133,432
-213,350
| -16% | -$12.2M |
|
537
Skyworks Solutions
SWKS
$10.1B
| $66.8M | 0.03% |
458,825
+45,806
| +11% | +$6.37M |
|
538
Take-Two Interactive
TTWO
$42.8B
| $66.7M | 0.03% |
403,675
-213,465
| -35% | -$34.7M |
|
539
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
| $66.6M | 0.03% |
873,639
+154,421
| +21% | +$11.6M |
|
540
Fortive
FTV
$18.4B
| $66.1M | 0.02% |
1,375,353
+250,771
| +22% | +$11.4M |
|
541
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
| $65.8M | 0.02% |
1,226,722
-146,171
| -11% | -$7.76M |
|
542
ConocoPhillips
COP
$143B
| $65.6M | 0.02% |
1,997,865
-251,686
| -11% | -$9.54M |
|
543
iShares MSCI EAFE Growth ETF
EFG
$17B
| $65.5M | 0.02% |
729,209
+78,739
| +12% | +$6.98M |
|
544
CALL
Visa
V
$690B
| $65.4M | 0.02% |
327,110
-55,780
| -15% | -$11.1M |
|
|
BERY
545
DELISTED
Berry Global Group, Inc.
BERY
| $65.1M | 0.02% |
1,468,212
-86,767
| -6% | -$3.98M |
|
546
Vanguard Russell 2000 ETF
VTWO
$17.8B
| $65.1M | 0.02% |
1,076,606
-58,304
| -5% | -$3.54M |
|
547
Ashland
ASH
$3.3B
| $64.7M | 0.02% |
911,858
+86,336
| +10% | +$6.4M |
|
548
Uber
UBER
$143B
| $64.6M | 0.02% |
1,771,129
-604,543
| -25% | -$20M |
|
549
SLB Ltd
SLB
$77B
| $64.4M | 0.02% |
4,139,554
+605,039
| +17% | +$11.3M |
|
|
KSU
550
DELISTED
Kansas City Southern
KSU
| $64.2M | 0.02% |
355,027
-30,377
| -8% | -$5.26M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.