UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
526
PUT
State Street SPDR S&P Biotech ETF
XBI
$9.95B
| $82M | 0.03% |
862,500
-205,900
| -19% | -$17.8M |
|
527
Cummins
CMI
$87.5B
| $81.9M | 0.03% |
457,798
+132,872
| +41% | +$23.4M |
|
528
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
| $81.6M | 0.03% |
1,310,358
+8,010
| +0.6% | +$481K |
|
|
KSU
529
DELISTED
Kansas City Southern
KSU
| $81.3M | 0.03% |
530,552
+55,068
| +12% | +$8.08M |
|
530
iShares US Home Construction ETF
ITB
$2.26B
| $80.7M | 0.03% |
1,815,937
+1,641,641
| +942% | +$73.3M |
|
531
PUT
Oracle
ORCL
$374B
| $80.4M | 0.03% |
1,517,000
+434,600
| +40% | +$23.9M |
|
532
Biogen
BIIB
$30B
| $80.1M | 0.03% |
269,999
-118,267
| -30% | -$32.8M |
|
533
PUT
UnitedHealth
UNH
$376B
| $80M | 0.03% |
272,200
+62,500
| +30% | +$16.4M |
|
534
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
| $80M | 0.03% |
1,226,705
+29,019
| +2% | +$1.82M |
|
|
CY
535
CALL
DELISTED
Cypress Semiconductor
CY
| $79.8M | 0.03% |
3,421,000
+3,271,000
| +2,181% | +$76.5M |
|
536
Invesco Preferred ETF
PGX
$3.81B
| $79.8M | 0.03% |
5,316,440
+316,182
| +6% | +$4.72M |
|
537
PUT
Cisco
CSCO
$457B
| $79.2M | 0.03% |
1,651,500
+713,900
| +76% | +$33.2M |
|
|
BNY
538
Bank of New York Mellon
BNY
$106B
| $79M | 0.03% |
1,570,490
-80,353
| -5% | -$3.83M |
|
539
iShares Russell Top 200 Growth ETF
IWY
$15.9B
| $78.5M | 0.03% |
813,113
-2,545
| -0.3% | -$232K |
|
540
Vanguard Russell 2000 ETF
VTWO
$17.3B
| $78.3M | 0.03% |
1,175,940
-139,546
| -11% | -$8.86M |
|
|
ATVI
541
DELISTED
Activision Blizzard
ATVI
| $77.8M | 0.03% |
1,309,734
-8,700
| -0.7% | -$482K |
|
542
Cognizant
CTSH
$24.9B
| $77.8M | 0.03% |
1,254,397
+254,753
| +25% | +$15.7M |
|
543
Ventas
VTR
$48B
| $77.7M | 0.03% |
1,346,440
+180,032
| +15% | +$11.3M |
|
544
CALL
Intel
INTC
$455B
| $77.7M | 0.03% |
1,298,500
-26,400
| -2% | -$1.48M |
|
545
PUT
ExxonMobil
XOM
$644B
| $77.5M | 0.03% |
1,111,100
-160,100
| -13% | -$11.1M |
|
546
Copart
CPRT
$27B
| $77.4M | 0.03% |
3,402,744
+1,257,040
| +59% | +$26.8M |
|
547
Archer Daniels Midland
ADM
$38.2B
| $77.2M | 0.03% |
1,666,215
+499,371
| +43% | +$21.3M |
|
548
EPAM Systems
EPAM
$5.51B
| $77.2M | 0.03% |
363,883
-78,058
| -18% | -$15.4M |
|
549
CALL
Deutsche Bank
DB
$69B
| $77M | 0.03% |
9,901,854
-10,644,656
| -52% | -$79.9M |
|
550
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
| $76.7M | 0.03% |
1,675,689
+35,024
| +2% | +$1.52M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,307 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.