UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
526
Darden Restaurants
DRI
$23.3B
| $72.8M | 0.03% |
615,521
+3,053
| +0.5% | +$372K |
|
527
iShares MSCI USA Value Factor ETF
VLUE
$9.17B
| $72.7M | 0.03% |
886,734
+12,185
| +1% | +$988K |
|
528
PUT
Petrobras
PBR
$125B
| $72.3M | 0.03% |
4,995,000
-593,100
| -11% | -$8.71M |
|
529
Johnson Controls International
JCI
$88.8B
| $72.3M | 0.03% |
1,646,443
+246,512
| +18% | +$10.4M |
|
530
First Trust Financials AlphaDEX Fund
FXO
$1.13B
| $71.8M | 0.03% |
2,257,681
+441,593
| +24% | +$14M |
|
|
CEQP
531
DELISTED
Crestwood Equity Partners LP
CEQP
| $71.4M | 0.03% |
1,955,794
-59,161
| -3% | -$2.15M |
|
532
Citizens Financial Group
CFG
$30.3B
| $71.4M | 0.03% |
2,017,690
-198,540
| -9% | -$6.93M |
|
533
iShares Russell Top 200 Growth ETF
IWY
$15.9B
| $71M | 0.03% |
815,658
-18,939
| -2% | -$1.65M |
|
534
Exelon
EXC
$47.2B
| $70.8M | 0.03% |
2,055,657
+234,983
| +13% | +$7.89M |
|
535
iShares US Aerospace & Defense ETF
ITA
$14.2B
| $70.3M | 0.03% |
625,650
+58,782
| +10% | +$6.42M |
|
536
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
| $69.8M | 0.03% |
1,354,113
-277,134
| -17% | -$14.2M |
|
537
CALL
Micron Technology
MU
$930B
| $69.8M | 0.03% |
1,628,420
-233,814
| -13% | -$10.6M |
|
|
ATVI
538
DELISTED
Activision Blizzard
ATVI
| $69.8M | 0.03% |
1,318,434
-233,511
| -15% | -$11.6M |
|
539
KeyCorp
KEY
$24.2B
| $69.5M | 0.03% |
3,895,579
+716,762
| +23% | +$12.4M |
|
540
Public Storage
PSA
$60.5B
| $69.4M | 0.03% |
282,951
+42,912
| +18% | +$10.8M |
|
541
CALL
Intel
INTC
$455B
| $68.3M | 0.03% |
1,324,900
+405,900
| +44% | +$20M |
|
542
Vanguard Energy ETF
VDE
$10.1B
| $68.2M | 0.03% |
873,638
-119,963
| -12% | -$9.6M |
|
543
CALL
LyondellBasell Industries
LYB
$20B
| $68M | 0.03% |
760,100
-7,000
| -0.9% | -$571K |
|
544
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
| $67.8M | 0.03% |
1,640,665
-184,271
| -10% | -$7.88M |
|
545
Berkshire Hathaway Class A
BRK.A
$1.1T
| $67.7M | 0.03% |
217
-4
| -2% | -$1.24M |
|
546
PUT
Nike
NKE
$61.9B
| $67.5M | 0.03% |
718,500
-49,900
| -6% | -$4.28M |
|
547
Kimberly-Clark
KMB
$36.3B
| $67.4M | 0.03% |
474,535
+148
| +0% | +$20.3K |
|
548
Rio Tinto
RIO
$158B
| $67.2M | 0.03% |
1,289,990
+216,848
| +20% | +$11.8M |
|
549
iShares MSCI EAFE Value ETF
EFV
$28.8B
| $67.1M | 0.03% |
1,417,093
+31,778
| +2% | +$1.48M |
|
550
Lumen
LUMN
$6.57B
| $67M | 0.03% |
5,364,727
+1,235,114
| +30% | +$14.7M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.