UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$602M |
| 2 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$296M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$256M |
| 4 |
Enterprise Products Partners
EPD
|
+$252M |
| 5 |
Charter Communications
CHTR
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$4.22B |
| 2 |
CVS Health
CVS
|
+$465M |
| 3 |
Mondelez International
MDLZ
|
+$382M |
| 4 |
SHPG
Shire pic
SHPG
|
+$221M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$139M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.78% |
| 2 | Technology | 7.19% |
| 3 | Healthcare | 5.6% |
| 4 | Industrials | 5.06% |
| 5 | Consumer Discretionary | 4.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
526
Southwest Airlines
LUV
$21.7B
| $71.2M | 0.03% |
1,087,376
+200,422
| +23% | +$11.8M |
|
527
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$105M
| $71M | 0.03% |
2,766,598
-61,614
| -2% | -$1.55M |
|
528
PUT
Macy's
M
$6.51B
| $70.9M | 0.03% |
2,815,000
+1,995,000
| +243% | +$43.8M |
|
529
Dollar Tree
DLTR
$24.8B
| $70.6M | 0.03% |
657,579
+84,278
| +15% | +$8.24M |
|
|
DFS
530
DELISTED
Discover Financial Services
DFS
| $70.3M | 0.03% |
913,425
+93,442
| +11% | +$6.43M |
|
|
MON
531
PUT
DELISTED
Monsanto Co
MON
| $70.2M | 0.03% |
600,800
-282,200
| -32% | -$33.6M |
|
532
State Street SPDR S&P Metals & Mining ETF
XME
$3.75B
| $70.1M | 0.03% |
1,928,237
+898,124
| +87% | +$29.3M |
|
533
Sysco
SYY
$40.9B
| $70.1M | 0.03% |
1,154,177
-4,302
| -0.4% | -$244K |
|
534
PUT
iShares US Home Construction ETF
ITB
$2.32B
| $70M | 0.03% |
+1,600,000
| New | +$64.8M |
|
535
American Water Works
AWK
$27B
| $69.9M | 0.03% |
764,195
+2,704
| +0.4% | +$239K |
|
536
Aptiv
APTV
$12.3B
| $69.8M | 0.03% |
822,761
+60,277
| +8% | +$5.74M |
|
537
HSBC
HSBC
$352B
| $69.8M | 0.03% |
1,478,826
+143,096
| +11% | +$6.47M |
|
538
First Trust Dorsey Wright Focus 5 ETF
FV
$3.57B
| $69.8M | 0.03% |
2,530,902
+32,857
| +1% | +$890K |
|
539
Johnson Controls International
JCI
$85.1B
| $69.7M | 0.03% |
1,829,634
-428,978
| -19% | -$16.8M |
|
540
Carnival Corporation Ltd
CCL
$38.1B
| $69.1M | 0.03% |
1,041,198
+103,488
| +11% | +$6.86M |
|
541
CALL
CSX Corp
CSX
$94.1B
| $68.9M | 0.03% |
3,756,600
+1,772,400
| +89% | +$31.4M |
|
542
CALL
State Street Technology Select Sector SPDR ETF
XLK
$109B
| $68.6M | 0.03% |
2,144,200
+1,239,000
| +137% | +$38.9M |
|
543
PUT
VanEck Oil Services ETF
OIH
$1.97B
| $68.5M | 0.03% |
131,525
+30,000
| +30% | +$14.9M |
|
544
McKesson
MCK
$104B
| $68.4M | 0.03% |
438,909
+4,657
| +1% | +$690K |
|
545
Calamos Strategic Total Return Fund
CSQ
$3.14B
| $68.4M | 0.03% |
5,664,757
+2,431
| +0% | +$29.7K |
|
546
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.1B
| $68.4M | 0.03% |
1,060,330
+60,972
| +6% | +$3.84M |
|
547
CALL
JPMorgan Chase
JPM
$917B
| $68.2M | 0.03% |
637,600
+266,100
| +72% | +$26.9M |
|
548
Macerich
MAC
$7.4B
| $68.2M | 0.03% |
1,037,650
+945,031
| +1,020% | +$57.8M |
|
549
Stryker
SYK
$135B
| $68.1M | 0.03% |
439,979
+100,606
| +30% | +$15.4M |
|
550
Aflac
AFL
$65.5B
| $68.1M | 0.03% |
1,551,784
+313,484
| +25% | +$13.4M |
|
Similar funds
UBS Group's Q4 2017 Portfolio in Review
As of Q4 2017, UBS Group held 8,546 positions worth $243B, up 13% from $216B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $15.3B of net new capital in Q4 2017, opening 751 new positions and adding to 3,655 existing holdings. Its largest new stake was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
By sector, the portfolio is most concentrated in Financials at 7.8% of assets, up from 7.2% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.22B trimmed.
- UBS Group's largest Q4 2017 buy was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
- UBS Group added most to Apple in Q4 2017, an estimated $602M increase.
- UBS Group's biggest Q4 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.22B.
- UBS Group fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $139M.
- UBS Group's ten largest holdings make up 15% of its $243B portfolio in Q4 2017.
- UBS Group opened 751 new positions and closed 634 in Q4 2017.
- UBS Group's portfolio value rose 13% quarter-over-quarter to $243B.
Based on UBS Group's 13F filing for Q4 2017, filed 14 Feb 2018.