UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HTB
5401
HomeTrust Bancshares
HTB
$834M
| $190K | ﹤0.01% |
8,753
-330
| -4% | -$7.59K |
|
5402
FNB Corp
FNB
$6.93B
| $189K | ﹤0.01% |
17,551
-4,946
| -22% | -$58.2K |
|
5403
Pacific Biosciences
PACB
$357M
| $189K | ﹤0.01% |
22,647
-207,435
| -90% | -$2.37M |
|
5404
Grupo Aeroportuario Centro Norte
OMAB
$4.99B
| $189K | ﹤0.01% |
2,172
+327
| +18% | +$29.6K |
|
5405
Waldencast
WALD
$173M
| $189K | ﹤0.01% |
20,031
+8,254
| +70% | +$58.6K |
|
5406
Kura Sushi USA
KRUS
$643M
| $187K | ﹤0.01% |
2,822
-6,082
| -68% | -$536K |
|
5407
Oil States International
OIS
$539M
| $187K | ﹤0.01% |
22,286
-32,550
| -59% | -$264K |
|
5408
Avita Medical
RCEL
$243M
| $186K | ﹤0.01% |
12,749
-4,729
| -27% | -$80K |
|
5409
iShares iBonds 2026 Term High Yield and Income ETF
IBHF
$790M
| $186K | ﹤0.01% |
8,245
+6,905
| +515% | +$156K |
|
|
OSG
5410
Octave Specialty Group
OSG
$221M
| $186K | ﹤0.01% |
15,382
-22,542
| -59% | -$303K |
|
|
TE
5411
T1 Energy
TE
$1.51B
| $185K | ﹤0.01% |
37,887
-87,671
| -70% | -$630K |
|
5412
Red Violet
RDVT
$1.12B
| $185K | ﹤0.01% |
9,256
-1,250
| -12% | -$25.9K |
|
5413
Ovid Therapeutics
OVID
$528M
| $185K | ﹤0.01% |
48,107
-1,519
| -3% | -$5.46K |
|
5414
Scholar Rock
SRRK
$6.4B
| $184K | ﹤0.01% |
25,900
+4,776
| +23% | +$32.1K |
|
5415
Tredegar Corp
TG
$276M
| $184K | ﹤0.01% |
33,989
+19,423
| +133% | +$113K |
|
5416
Gencor Industries
GENC
$264M
| $184K | ﹤0.01% |
12,991
-223
| -2% | -$3.28K |
|
|
FSCO
5417
FS Credit Opportunities Corp
FSCO
$1.03B
| $183K | ﹤0.01% |
33,835
-20,147
| -37% | -$104K |
|
5418
Summit Therapeutics
SMMT
$10.6B
| $183K | ﹤0.01% |
97,786
+45,451
| +87% | +$86.7K |
|
|
WRK
5419
PUT
DELISTED
WestRock Company
WRK
| $183K | ﹤0.01% |
+5,100
| New | +$167K |
|
|
FFWM
5420
DELISTED
First Foundation Inc
FFWM
| $182K | ﹤0.01% |
29,985
-9,799
| -25% | -$64.6K |
|
5421
Cue Biopharma
CUE
$144M
| $182K | ﹤0.01% |
2,638
-39
| -1% | -$3.81K |
|
|
SNPO
5422
DELISTED
Snap One Holdings Corp. Common Stock
SNPO
| $181K | ﹤0.01% |
19,596
+1,021
| +5% | +$10.1K |
|
|
ASXC
5423
DELISTED
Asensus Surgical, Inc.
ASXC
| $181K | ﹤0.01% |
669,331
+80,598
| +14% | +$29.3K |
|
5424
Invesco Zacks Multi-Asset Income ETF
CVY
$125M
| $181K | ﹤0.01% |
8,241
-1,477
| -15% | -$32.9K |
|
|
LTC
5425
LTC Properties
LTC
$2.17B
| $181K | ﹤0.01% |
5,624
-37,930
| -87% | -$1.25M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.