UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5376
InfraCap REIT Preferred ETF
PFFR
$120M
| $270K | ﹤0.01% |
10,755
+7,494
| +230% | +$189K |
|
5377
Fortuna Silver Mines
FSM
$3.18B
| $269K | ﹤0.01% |
65,819
-5,544
| -8% | -$18.1K |
|
|
FCCY
5378
DELISTED
1st Constitution Bancorp
FCCY
| $269K | ﹤0.01% |
12,173
+4,811
| +65% | +$96.1K |
|
|
MDR
5379
PUT
DELISTED
McDermott International
MDR
| $269K | ﹤0.01% |
397,800
-350,000
| -47% | -$447K |
|
5380
Empire State Realty Series ES
ESBA
$1.23B
| $268K | ﹤0.01% |
19,283
+1,885
| +11% | +$26.4K |
|
5381
Foster
FSTR
$414M
| $268K | ﹤0.01% |
13,818
+4,536
| +49% | +$88.2K |
|
5382
Immersion
IMMR
$257M
| $268K | ﹤0.01% |
36,033
+25,020
| +227% | +$187K |
|
5383
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.35B
| $268K | ﹤0.01% |
8,994
+2,099
| +30% | +$59K |
|
5384
ProShares Ultra Bloomberg Crude Oil
UCO
$428M
| $268K | ﹤0.01% |
2,095
| – | – |
|
|
CSII
5385
DELISTED
Cardiovascular Systems, Inc.
CSII
| $268K | ﹤0.01% |
5,504
-2,525
| -31% | -$115K |
|
5386
Century Casinos
CNTY
$33.8M
| $267K | ﹤0.01% |
33,658
+12,852
| +62% | +$100K |
|
5387
iRhythm Holdings
IRTC
$4.1B
| $267K | ﹤0.01% |
3,926
-14,431
| -79% | -$979K |
|
5388
Pure Cycle
PCYO
$270M
| $267K | ﹤0.01% |
21,217
+8,070
| +61% | +$94.7K |
|
5389
Talphera
TLPH
$73.2M
| $267K | ﹤0.01% |
6,338
+2,347
| +59% | +$95.8K |
|
|
BOCH
5390
DELISTED
Bank of Commerce Holdings (CA)
BOCH
| $267K | ﹤0.01% |
23,080
+7,815
| +51% | +$88.3K |
|
|
REGI
5391
DELISTED
Renewable Energy Group, Inc.
REGI
| $267K | ﹤0.01% |
9,884
+353
| +4% | +$6.4K |
|
5392
Minerva Neurosciences
NERV
$215M
| $265K | ﹤0.01% |
4,648
+2,526
| +119% | +$111K |
|
5393
Union Bankshares
UNB
$109M
| $265K | ﹤0.01% |
7,304
+1,750
| +32% | +$59.6K |
|
|
DO
5394
DELISTED
Diamond Offshore Drilling
DO
| $265K | ﹤0.01% |
36,926
-824
| -2% | -$4.79K |
|
5395
Unity Bancorp
UNTY
$598M
| $264K | ﹤0.01% |
11,713
+3,900
| +50% | +$86.3K |
|
5396
EVI Industries
EVI
$181M
| $263K | ﹤0.01% |
9,712
+1,417
| +17% | +$44.4K |
|
5397
Mitsubishi UFJ Financial
MUFG
$251B
| $263K | ﹤0.01% |
48,375
+16,887
| +54% | +$89.1K |
|
5398
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$121M
| $263K | ﹤0.01% |
5,470
-100
| -2% | -$4.44K |
|
|
WPS
5399
DELISTED
iShares International Developed Property ETF
WPS
| $263K | ﹤0.01% |
6,783
-175
| -3% | -$6.85K |
|
|
WEA
5400
Western Asset Premier Bond Fund
WEA
$124M
| $262K | ﹤0.01% |
17,912
-2,005
| -10% | -$28.6K |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.