UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5326
Flexible Solutions
FSI
$64.2M
| $212K | ﹤0.01% |
77,822
-4,415
| -5% | -$12K |
|
|
BWIN
5327
Baldwin Insurance Group
BWIN
$3.05B
| $211K | ﹤0.01% |
9,100
-179
| -2% | -$4.48K |
|
5328
ProShares Ultra Gold
UGL
$801M
| $211K | ﹤0.01% |
+16,060
| New | +$233K |
|
5329
Astronics
ATRO
$4.61B
| $211K | ﹤0.01% |
15,977
-2,250
| -12% | -$33.8K |
|
5330
Liberty Latin America Class A
LILA
$1.69B
| $211K | ﹤0.01% |
38,082
-1,070
| -3% | -$6.2K |
|
5331
Mission Produce
AVO
$1.15B
| $210K | ﹤0.01% |
21,739
+1,491
| +7% | +$15.8K |
|
5332
indie Semiconductor
INDI
$995M
| $210K | ﹤0.01% |
33,389
+25,989
| +351% | +$201K |
|
5333
Entrada Therapeutics
TRDA
$290M
| $210K | ﹤0.01% |
13,311
-377
| -3% | -$5.94K |
|
5334
JPMorgan Small & Mid Cap Enhanced Equity ETF
JMEE
$2.98B
| $210K | ﹤0.01% |
4,336
+1,644
| +61% | +$83K |
|
5335
Keros Therapeutics
KROS
$200M
| $210K | ﹤0.01% |
6,587
-23,129
| -78% | -$863K |
|
|
BAND
5336
Bandwidth Inc
BAND
$1.74B
| $209K | ﹤0.01% |
18,553
-11,381
| -38% | -$155K |
|
|
FTCH
5337
PUT
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
| $209K | ﹤0.01% |
100,000
-300,000
| -75% | -$1.22M |
|
5338
Descartes Systems
DSGX
$6.62B
| $209K | ﹤0.01% |
2,848
-155
| -5% | -$11.7K |
|
5339
Vanguard Ultra-Short Bond ETF
VUSB
$9.34B
| $209K | ﹤0.01% |
+4,243
| New | +$208K |
|
|
SRTA
5340
Strata Critical Medical Inc
SRTA
$522M
| $208K | ﹤0.01% |
80,366
-10,744
| -12% | -$37.7K |
|
5341
Gaotu Techedu
GOTU
$401M
| $208K | ﹤0.01% |
75,309
-1,760
| -2% | -$5.5K |
|
5342
State Street SPDR MSCI ACWI Climate Paris Aligned ETF
NZAC
$199M
| $208K | ﹤0.01% |
7,321
-1,600
| -18% | -$47.4K |
|
5343
CNB Financial Corp
CCNE
$1.03B
| $208K | ﹤0.01% |
11,472
-2,105
| -16% | -$39K |
|
|
TBIL
5344
F/m US Treasury 3 Month Bill Fund
TBIL
$7.24B
| $208K | ﹤0.01% |
4,148
+2,794
| +206% | +$140K |
|
5345
Alerus Financial
ALRS
$838M
| $208K | ﹤0.01% |
11,414
-122
| -1% | -$2.29K |
|
5346
CALL
Toll Brothers
TOL
$13.9B
| $207K | ﹤0.01% |
+2,800
| New | +$221K |
|
|
5347
PUT
Toll Brothers
TOL
$13.9B
| $207K | ﹤0.01% |
2,800
-197,200
| -99% | -$15.6M |
|
5348
Daktronics
DAKT
$986M
| $207K | ﹤0.01% |
23,197
+1,471
| +7% | +$11.6K |
|
5349
BlackRock MuniYield Michigan Quality Fund
MIY
$361M
| $207K | ﹤0.01% |
20,835
-4,914
| -19% | -$52.9K |
|
|
INVX
5350
Innovex International
INVX
$2.18B
| $207K | ﹤0.01% |
7,338
-21,867
| -75% | -$594K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.