UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5301
O-I Glass
OI
$1.04B
| $220K | ﹤0.01% |
13,148
-145,052
| -92% | -$2.92M |
|
5302
SEACOR Marine Holdings
SMHI
$268M
| $220K | ﹤0.01% |
15,834
-517
| -3% | -$6.27K |
|
5303
Solid Power
SLDP
$552M
| $220K | ﹤0.01% |
108,698
+27,218
| +33% | +$64.5K |
|
5304
Edgewell Personal Care
EPC
$1.31B
| $220K | ﹤0.01% |
5,940
-31,273
| -84% | -$1.21M |
|
5305
Nuveen Minnesota Quality Municipal Income Fund
NMS
$73.5M
| $219K | ﹤0.01% |
22,505
+781
| +4% | +$8.36K |
|
5306
PetMed Express
PETS
$38.9M
| $219K | ﹤0.01% |
21,336
-111,464
| -84% | -$1.38M |
|
|
OKUR
5307
OnKure Therapeutics
OKUR
$162M
| $219K | ﹤0.01% |
2,872
-3,484
| -55% | -$237K |
|
5308
BNY Mellon US Mid Cap Core Equity ETF
BKMC
$678M
| $219K | ﹤0.01% |
8,166
+7,593
| +1,325% | +$213K |
|
|
ALPN
5309
DELISTED
Alpine Immune Sciences Inc
ALPN
| $218K | ﹤0.01% |
19,047
-26,803
| -58% | -$330K |
|
5310
Veritone
VERI
$107M
| $218K | ﹤0.01% |
84,523
-25,277
| -23% | -$83.9K |
|
|
IBHE
5311
DELISTED
iShares iBonds 2025 Term High Yield and Income ETF
IBHE
| $218K | ﹤0.01% |
9,510
+7,926
| +500% | +$182K |
|
5312
Axos Financial
AX
$5.8B
| $218K | ﹤0.01% |
5,752
+505
| +10% | +$21.4K |
|
5313
Helen of Troy
HELE
$704M
| $218K | ﹤0.01% |
1,867
-203
| -10% | -$25.3K |
|
5314
Genie Energy
GNE
$383M
| $217K | ﹤0.01% |
14,750
-6,026
| -29% | -$87.5K |
|
|
AMNB
5315
DELISTED
American National Bankshares Inc
AMNB
| $217K | ﹤0.01% |
5,716
-186
| -3% | -$6.96K |
|
|
SHOE
5316
Shoe Station Group
SHOE
$414M
| $217K | ﹤0.01% |
9,020
-3,864
| -30% | -$91.7K |
|
5317
Stratasys
SSYS
$781M
| $216K | ﹤0.01% |
15,850
-162,964
| -91% | -$2.58M |
|
5318
Financial Institutions
FISI
$823M
| $216K | ﹤0.01% |
12,815
+4,178
| +48% | +$73.5K |
|
|
PINE
5319
Alpine Income Property Trust
PINE
$348M
| $215K | ﹤0.01% |
13,172
+4,335
| +49% | +$72.9K |
|
5320
iHeartMedia
IHRT
$457M
| $215K | ﹤0.01% |
67,988
-90,028
| -57% | -$340K |
|
|
KALV
5321
DELISTED
KalVista Pharmaceuticals
KALV
| $214K | ﹤0.01% |
22,266
+6,397
| +40% | +$65.4K |
|
|
CATC
5322
DELISTED
CAMBRIDGE BANCORP
CATC
| $214K | ﹤0.01% |
3,440
-3,841
| -53% | -$218K |
|
5323
Liberty Energy
LBRT
$3.59B
| $214K | ﹤0.01% |
11,535
-105,915
| -90% | -$1.75M |
|
5324
Dimensional International High Profitability ETF
DIHP
$6.59B
| $213K | ﹤0.01% |
9,172
+2,276
| +33% | +$55.1K |
|
5325
PUT
Exelixis
EXEL
$12.7B
| $212K | ﹤0.01% |
9,700
| – | – |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.