UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5251
Perella Weinberg Partners
PWP
$1.29B
| $232K | ﹤0.01% |
22,816
-18,180
| -44% | -$185K |
|
|
SRG
5252
Seritage Growth Properties
SRG
$128M
| $232K | ﹤0.01% |
29,975
+24,981
| +500% | +$209K |
|
5253
Oil-Dri
ODC
$1.31B
| $232K | ﹤0.01% |
7,514
-384
| -5% | -$12.3K |
|
5254
Pixelworks
PXLW
$44.4M
| $232K | ﹤0.01% |
17,104
-132
| -0.8% | -$2.28K |
|
5255
Tactile Systems Technology
TCMD
$548M
| $232K | ﹤0.01% |
16,497
-27,749
| -63% | -$543K |
|
5256
Hawkins
HWKN
$2.74B
| $232K | ﹤0.01% |
3,936
-44,542
| -92% | -$2.41M |
|
|
UDEC
5257
Innovator US Equity Ultra Buffer ETF December
UDEC
$250M
| $232K | ﹤0.01% |
7,882
+5,732
| +267% | +$174K |
|
5258
Southern Missouri Bancorp
SMBC
$845M
| $231K | ﹤0.01% |
5,978
-131
| -2% | -$5.6K |
|
5259
Invesco CurrencyShares Swiss Franc Trust
FXF
$395M
| $231K | ﹤0.01% |
2,376
+3
| +0.1% | +$302 |
|
|
SPR
5260
DELISTED
Spirit AeroSystems
SPR
| $231K | ﹤0.01% |
14,284
-429,253
| -97% | -$9.88M |
|
5261
Covenant Logistics
CVLG
$886M
| $230K | ﹤0.01% |
10,510
-2,234
| -18% | -$54.1K |
|
5262
OFG Bancorp
OFG
$2.28B
| $230K | ﹤0.01% |
7,710
-16,951
| -69% | -$517K |
|
5263
Rocket Lab Corp
RKLB
$51.3B
| $230K | ﹤0.01% |
52,494
-403,051
| -88% | -$2.45M |
|
5264
Samsara
IOT
$23.2B
| $230K | ﹤0.01% |
9,115
-90,029
| -91% | -$2.39M |
|
5265
QuidelOrtho
QDEL
$981M
| $230K | ﹤0.01% |
3,145
-1,429
| -31% | -$114K |
|
5266
Rogers Corp
ROG
$2.55B
| $230K | ﹤0.01% |
1,747
+1,082
| +163% | +$161K |
|
5267
Shenandoah Telecom
SHEN
$735M
| $229K | ﹤0.01% |
11,131
-35,588
| -76% | -$729K |
|
5268
CNA Financial
CNA
$13.8B
| $229K | ﹤0.01% |
5,827
-907
| -13% | -$35.8K |
|
|
CRT
5269
Cross Timbers Royalty Trust
CRT
$62.2M
| $229K | ﹤0.01% |
11,765
+541
| +5% | +$11.1K |
|
5270
Amplify Energy
AMPY
$198M
| $229K | ﹤0.01% |
31,169
+10,347
| +50% | +$71.5K |
|
5271
Bally's
BALY
$685M
| $229K | ﹤0.01% |
17,469
-3,252
| -16% | -$49.8K |
|
|
PTVE
5272
DELISTED
Pactiv Evergreen Inc. Common stock
PTVE
| $228K | ﹤0.01% |
28,046
+7,867
| +39% | +$64.3K |
|
|
CTLT
5273
CALL
DELISTED
CATALENT, INC.
CTLT
| $228K | ﹤0.01% |
5,000
-36,100
| -88% | -$1.69M |
|
|
MTTR
5274
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
| $227K | ﹤0.01% |
104,668
-15,190
| -13% | -$42.6K |
|
|
BCYC
5275
Bicycle Therapeutics
BCYC
$273M
| $227K | ﹤0.01% |
11,305
-1,307
| -10% | -$29.9K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.