UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
501
DexCom
DXCM
$31.2B
| $100M | 0.03% |
1,073,338
+126,531
| +13% | +$14.3M |
|
502
Dimensional Emerging Core Equity Market ETF
DFAE
$9.59B
| $99.9M | 0.03% |
4,425,497
+977,639
| +28% | +$23M |
|
503
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
| $99.5M | 0.03% |
3,612,691
-27,150
| -0.7% | -$759K |
|
504
HDFC Bank
HDB
$122B
| $99.4M | 0.03% |
3,369,038
+124,210
| +4% | +$4.05M |
|
505
State Street SPDR S&P Regional Banking ETF
KRE
$4.71B
| $99M | 0.03% |
2,370,293
-3,449,865
| -59% | -$154M |
|
506
CALL
Netflix
NFLX
$309B
| $99M | 0.03% |
2,620,640
+181,220
| +7% | +$7.68M |
|
507
iShares S&P Small-Cap 600 Value ETF
IJS
$8.32B
| $98.8M | 0.03% |
1,106,937
-12,598
| -1% | -$1.2M |
|
508
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.45B
| $98.5M | 0.03% |
897,804
+14,405
| +2% | +$1.66M |
|
509
DuPont de Nemours
DD
$19.9B
| $98.3M | 0.03% |
1,049,463
-93,501
| -8% | -$8.78M |
|
510
Kimberly-Clark
KMB
$37.3B
| $98.1M | 0.03% |
811,933
-85,270
| -10% | -$11M |
|
511
CALL
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23B
| $98M | 0.03% |
1,218,000
-1,714,200
| -58% | -$145M |
|
512
Roper Technologies
ROP
$39B
| $97.8M | 0.03% |
201,997
-25,188
| -11% | -$12.3M |
|
|
WBA
513
DELISTED
Walgreens Boots Alliance
WBA
| $97.8M | 0.03% |
4,396,133
-483,045
| -10% | -$12.8M |
|
514
iShares Silver Trust
SLV
$29.9B
| $96.7M | 0.03% |
4,754,274
+36,718
| +0.8% | +$793K |
|
515
Cencora
COR
$61.7B
| $96.7M | 0.03% |
537,191
+79,292
| +17% | +$14.6M |
|
516
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
| $96.6M | 0.03% |
5,730,627
+53,932
| +1% | +$919K |
|
517
US Bancorp
USB
$100B
| $96.5M | 0.03% |
2,920,441
-757,710
| -21% | -$27.6M |
|
518
iShares Short Maturity Bond ETF
NEAR
$4.85B
| $96.1M | 0.03% |
1,925,277
+96,679
| +5% | +$4.81M |
|
519
CALL
Visa
V
$688B
| $95.5M | 0.03% |
415,100
+123,344
| +42% | +$29.6M |
|
520
PUT
Gilead Sciences
GILD
$164B
| $95M | 0.03% |
1,267,100
+209,800
| +20% | +$16.1M |
|
521
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$40.6B
| $94.8M | 0.03% |
2,020,781
+676,119
| +50% | +$32.6M |
|
522
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
| $94.8M | 0.03% |
1,285,600
-114,300
| -8% | -$8.53M |
|
523
Dimensional World ex US Core Equity 2 ETF
DFAX
$12.3B
| $94.7M | 0.03% |
4,205,058
+109,132
| +3% | +$2.55M |
|
524
Vanguard Russell 2000 ETF
VTWO
$17.8B
| $93.9M | 0.03% |
1,315,089
-48,474
| -4% | -$3.68M |
|
525
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
| $93.7M | 0.03% |
3,263,478
+507,619
| +18% | +$14.6M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,256 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.