UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
501
EPAM Systems
EPAM
$4.96B
| $72.2M | 0.03% |
223,463
-24,940
| -10% | -$7.45M |
|
502
Eversource Energy
ES
$26.9B
| $72.2M | 0.03% |
864,181
+73,388
| +9% | +$6.28M |
|
|
503
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$41.5B
| $71.8M | 0.03% |
440,000
-435,600
| -50% | -$72.2M |
|
504
iShares Russell Top 200 Growth ETF
IWY
$16.5B
| $71.1M | 0.03% |
585,970
-52,319
| -8% | -$6.16M |
|
505
PUT
American Express
AXP
$232B
| $71.1M | 0.03% |
709,100
-4,800
| -0.7% | -$472K |
|
506
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.66B
| $71M | 0.03% |
1,030,585
-30,853
| -3% | -$2.05M |
|
507
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.7B
| $71M | 0.03% |
2,175,315
-227,892
| -9% | -$7.49M |
|
508
PUT
Johnson & Johnson
JNJ
$618B
| $70.9M | 0.03% |
476,400
+21,600
| +5% | +$3.2M |
|
509
First Trust Technology AlphaDEX Fund
FXL
$2.73B
| $70.9M | 0.03% |
779,841
-12,834
| -2% | -$1.13M |
|
510
Delta Air Lines
DAL
$61.1B
| $70.9M | 0.03% |
2,318,219
+401,632
| +21% | +$11.6M |
|
|
B
511
Barrick Mining
B
$69.3B
| $70.6M | 0.03% |
2,510,486
+1,008,885
| +67% | +$28.7M |
|
512
Cigna
CI
$72B
| $70.5M | 0.03% |
416,192
+17,366
| +4% | +$3.06M |
|
513
Centene
CNC
$31.6B
| $70.4M | 0.03% |
1,206,924
-452,574
| -27% | -$28.1M |
|
514
SPDR Gold MiniShares Trust
GLDM
$28.9B
| $70.3M | 0.03% |
1,870,232
+218,813
| +13% | +$8.34M |
|
515
ProShares Short S&P500
SH
$902M
| $70.2M | 0.03% |
863,387
+164,691
| +24% | +$13.7M |
|
516
Teladoc Health
TDOC
$1.22B
| $70M | 0.03% |
319,494
+70,536
| +28% | +$14.9M |
|
517
PUT
Bristol-Myers Squibb
BMY
$130B
| $69.9M | 0.03% |
1,159,000
+135,800
| +13% | +$8.17M |
|
|
DOCU
518
DocuSign
DOCU
$10.8B
| $69.7M | 0.03% |
323,828
+42,329
| +15% | +$8.79M |
|
519
PUT
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
| $69.6M | 0.03% |
660,000
-40,000
| -6% | -$4.21M |
|
520
Northrop Grumman
NOC
$80.4B
| $69M | 0.03% |
218,620
-554
| -0.3% | -$181K |
|
521
Zoom
ZM
$29.2B
| $69M | 0.03% |
146,681
-12,927
| -8% | -$4.13M |
|
522
iShares Core S&P US Value ETF
IUSV
$27.5B
| $68.8M | 0.03% |
1,267,157
+170,189
| +16% | +$9.3M |
|
523
MSCI
MSCI
$41.1B
| $68.4M | 0.03% |
191,762
+40,636
| +27% | +$14.8M |
|
524
PUT
JD.com
JD
$43.9B
| $68.4M | 0.03% |
880,700
+102,000
| +13% | +$7.09M |
|
525
Freeport-McMoran
FCX
$96.1B
| $68.3M | 0.03% |
4,368,490
+678,227
| +18% | +$9.78M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.