UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PXD
501
DELISTED
Pioneer Natural Resource Co.
PXD
| $75.9M | 0.03% |
603,142
-199,246
| -25% | -$26.4M |
|
502
Illumina
ILMN
$31B
| $75.8M | 0.03% |
256,226
+27,276
| +12% | +$8.04M |
|
503
PUT
SLB Ltd
SLB
$73.6B
| $75.8M | 0.03% |
2,218,100
+164,900
| +8% | +$6.03M |
|
504
Starwood Property Trust
STWD
$5.92B
| $75.7M | 0.03% |
3,126,155
+1,067,233
| +52% | +$25.2M |
|
505
Global X MLP ETF
MLPA
$2.3B
| $75.5M | 0.03% |
1,501,750
+181,303
| +14% | +$9.34M |
|
506
iShares Core S&P US Value ETF
IUSV
$27.2B
| $75.4M | 0.03% |
1,304,420
+178,987
| +16% | +$10.2M |
|
507
Yum China
YUMC
$16.5B
| $75.3M | 0.03% |
1,658,071
-110,133
| -6% | -$4.92M |
|
508
Invesco Preferred ETF
PGX
$3.81B
| $75.1M | 0.03% |
5,000,258
+765,293
| +18% | +$11.4M |
|
509
Advance Auto Parts
AAP
$3.35B
| $74.7M | 0.03% |
451,554
-518,106
| -53% | -$77.9M |
|
510
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.17B
| $74.7M | 0.03% |
2,309,280
-157,373
| -6% | -$4.97M |
|
|
BNY
511
Bank of New York Mellon
BNY
$106B
| $74.6M | 0.03% |
1,650,843
+121,571
| +8% | +$5.41M |
|
512
CALL
Marriott International
MAR
$98.3B
| $74.6M | 0.03% |
600,100
+100,100
| +20% | +$13.3M |
|
513
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
| $74.5M | 0.03% |
1,302,348
+42,384
| +3% | +$2.4M |
|
514
Palo Alto Networks
PANW
$270B
| $74.1M | 0.03% |
2,182,674
+330,462
| +18% | +$11.7M |
|
515
Vanguard Long-Term Treasury ETF
VGLT
$10B
| $74M | 0.03% |
843,936
+140,681
| +20% | +$12M |
|
516
Roper Technologies
ROP
$38.8B
| $74M | 0.03% |
207,603
+105,509
| +103% | +$38.3M |
|
517
Allstate
ALL
$68B
| $74M | 0.03% |
680,952
+80,099
| +13% | +$8.36M |
|
518
Dollar General
DG
$28B
| $74M | 0.03% |
465,461
+148,789
| +47% | +$21.5M |
|
519
PUT
Mastercard
MA
$502B
| $73.1M | 0.03% |
269,200
+95,000
| +55% | +$26.2M |
|
520
Invesco S&P MidCap Low Volatility ETF
XMLV
$750M
| $73.1M | 0.03% |
1,389,102
+56,233
| +4% | +$2.92M |
|
521
PUT
AbbVie
ABBV
$443B
| $73.1M | 0.03% |
965,100
+471,700
| +96% | +$32.3M |
|
|
522
CALL
Palo Alto Networks
PANW
$270B
| $73M | 0.03% |
+2,149,914
| New | +$76.1M |
|
|
DSL
523
DoubleLine Income Solutions Fund
DSL
$1.22B
| $73M | 0.03% |
3,663,646
-51,556
| -1% | -$1.03M |
|
524
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
| $72.9M | 0.03% |
1,197,686
-37,085
| -3% | -$2.26M |
|
525
LyondellBasell Industries
LYB
$20B
| $72.9M | 0.03% |
814,386
-171,339
| -17% | -$14M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.