UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
501
Stanley Black & Decker
SWK
$14.4B
| $65.2M | 0.03% |
431,858
+10,986
| +3% | +$1.58M |
|
502
Vanguard Russell 2000 ETF
VTWO
$17.2B
| $65.2M | 0.03% |
1,096,338
-88,976
| -8% | -$5.03M |
|
503
CALL
iShares Russell 2000 ETF
IWM
$79.3B
| $65.1M | 0.03% |
439,000
-295,000
| -40% | -$41.5M |
|
504
First Trust North American Energy Infrastructure Fund
EMLP
$4.13B
| $64.6M | 0.03% |
2,606,540
+515,536
| +25% | +$12.8M |
|
|
ALXN
505
DELISTED
Alexion Pharmaceuticals
ALXN
| $64.6M | 0.03% |
460,155
+59,551
| +15% | +$8.09M |
|
506
iShares S&P Small-Cap 600 Value ETF
IJS
$8.14B
| $64M | 0.03% |
863,700
+1,836
| +0.2% | +$128K |
|
507
PUT
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
| $63.4M | 0.03% |
1,174,300
-325,700
| -22% | -$17.9M |
|
508
Advance Auto Parts
AAP
$3.49B
| $63.3M | 0.03% |
637,978
+222,964
| +54% | +$22.5M |
|
509
Intuitive Surgical
ISRG
$127B
| $63.1M | 0.03% |
542,754
-87,696
| -14% | -$9.56M |
|
|
TEP
510
DELISTED
Tallgrass Energy Partners, LP
TEP
| $62.9M | 0.03% |
1,313,017
+158,941
| +14% | +$7.7M |
|
|
SAFE
511
Safehold
SAFE
$1.18B
| $62.5M | 0.03% |
1,088,338
+81,051
| +8% | +$4.66M |
|
512
Sysco
SYY
$41B
| $62.5M | 0.03% |
1,158,479
+551,645
| +91% | +$28.7M |
|
513
Biogen
BIIB
$31.4B
| $62.5M | 0.03% |
199,509
-86,808
| -30% | -$25.7M |
|
514
TC Energy
TRP
$70.3B
| $62.2M | 0.03% |
1,258,792
+322,635
| +34% | +$16.2M |
|
515
Vanguard Russell 1000 Value ETF
VONV
$20.6B
| $62.1M | 0.03% |
1,198,402
+40,620
| +4% | +$2.07M |
|
|
EVV
516
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
| $62.1M | 0.03% |
4,424,472
-114,476
| -3% | -$1.6M |
|
517
Southern Company
SO
$109B
| $62M | 0.03% |
1,262,409
+245,249
| +24% | +$11.9M |
|
518
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.1B
| $62M | 0.03% |
999,358
+246,002
| +33% | +$14.7M |
|
|
NS
519
DELISTED
NuStar Energy L.P.
NS
| $61.9M | 0.03% |
1,525,654
+114,423
| +8% | +$4.84M |
|
|
RDS.A
520
CALL
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $61.8M | 0.03% |
1,020,500
+283,800
| +39% | +$15.9M |
|
521
iShares Russell Top 200 Value ETF
IWX
$3.95B
| $61.8M | 0.03% |
1,236,675
+3,130
| +0.3% | +$153K |
|
522
iShares Core MSCI Europe ETF
IEUR
$8.77B
| $61.7M | 0.03% |
1,242,158
-58,517
| -4% | -$2.82M |
|
523
GSK
GSK
$106B
| $61.7M | 0.03% |
1,215,574
-534,103
| -31% | -$27.1M |
|
524
Clorox
CLX
$12.1B
| $61.7M | 0.03% |
467,642
+6,701
| +1% | +$900K |
|
525
American Water Works
AWK
$27.1B
| $61.6M | 0.03% |
761,491
+63,271
| +9% | +$5.12M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.