UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
501
CALL
iShares MSCI South Korea ETF
EWY
$20.1B
| $58.2M | 0.03% |
940,000
+640,000
| +213% | +$37.4M |
|
|
B
502
Barrick Mining
B
$60.9B
| $57.8M | 0.03% |
3,045,183
-1,054,214
| -26% | -$19.5M |
|
503
Cigna
CI
$78.4B
| $57.6M | 0.03% |
393,020
-131,297
| -25% | -$19.3M |
|
504
Vanguard Total International Stock ETF
VXUS
$151B
| $57.2M | 0.03% |
1,150,578
+189,840
| +20% | +$9.19M |
|
505
Corning
GLW
$107B
| $57M | 0.03% |
2,111,270
-116,415
| -5% | -$3.1M |
|
|
FIG
506
DELISTED
Fortress Investment Group Llc
FIG
| $56.9M | 0.03% |
7,156,360
+2,563,985
| +56% | +$17.3M |
|
|
PSXP
507
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
| $56.8M | 0.03% |
1,106,448
+51,708
| +5% | +$2.76M |
|
508
Lumen
LUMN
$6.43B
| $56.7M | 0.03% |
2,405,835
+364,861
| +18% | +$8.9M |
|
509
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.33B
| $56.7M | 0.03% |
942,156
+19,426
| +2% | +$1.12M |
|
510
American International
AIG
$42.5B
| $56.5M | 0.03% |
904,842
-778,968
| -46% | -$50M |
|
511
First Trust Dorsey Wright International Focus 5 ETF
IFV
$221M
| $56.4M | 0.03% |
2,949,414
+1,626,969
| +123% | +$30.5M |
|
512
Deere & Co
DE
$165B
| $56.2M | 0.03% |
516,161
-27,563
| -5% | -$2.99M |
|
513
CALL
Baidu
BIDU
$35.7B
| $55.9M | 0.03% |
323,766
-994,729
| -75% | -$175M |
|
|
SCHW
514
Charles Schwab
SCHW
$182B
| $55.8M | 0.03% |
1,367,425
+13,443
| +1% | +$555K |
|
515
PUT
Union Pacific
UNP
$174B
| $55.6M | 0.03% |
524,800
+354,900
| +209% | +$37.8M |
|
516
Palo Alto Networks
PANW
$256B
| $55.6M | 0.03% |
2,959,062
+589,446
| +25% | +$13.2M |
|
517
CALL
State Street SPDR S&P Biotech ETF
XBI
$10B
| $55.2M | 0.03% |
796,300
+319,800
| +67% | +$21.5M |
|
518
Electronic Arts
EA
$52.7B
| $54.8M | 0.03% |
612,049
+383,347
| +168% | +$32.6M |
|
|
DNKN
519
DELISTED
Dunkin' Brands Group, Inc.
DNKN
| $54.5M | 0.03% |
996,691
-74,571
| -7% | -$4M |
|
520
Enbridge
ENB
$120B
| $54.4M | 0.03% |
1,300,819
+902,826
| +227% | +$38.1M |
|
|
AET
521
DELISTED
Aetna Inc
AET
| $54M | 0.03% |
423,042
-100,570
| -19% | -$12.6M |
|
522
Western Digital
WDC
$159B
| $53.8M | 0.03% |
863,025
+113,219
| +15% | +$6.5M |
|
523
CALL
Alphabet (Google) Class A
GOOGL
$4.12T
| $53.7M | 0.03% |
1,267,000
-477,000
| -27% | -$20.1M |
|
524
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
| $53.4M | 0.03% |
1,987,260
+31,302
| +2% | +$848K |
|
525
Carnival Corporation Ltd
CCL
$38.1B
| $53.2M | 0.03% |
902,819
+142,520
| +19% | +$7.97M |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.