UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
501
Teva Pharmaceuticals
TEVA
$41.2B
| $54.9M | 0.03% |
1,514,691
-25,429
| -2% | -$1.02M |
|
|
YHOO
502
CALL
DELISTED
Yahoo Inc
YHOO
| $54.8M | 0.03% |
1,417,600
+1,282,500
| +949% | +$52.6M |
|
503
Ares Capital
ARCC
$13.5B
| $54.5M | 0.03% |
3,304,180
-21,031
| -0.6% | -$331K |
|
504
Vanguard Russell 2000 ETF
VTWO
$17.4B
| $54.1M | 0.03% |
1,001,588
+15,608
| +2% | +$799K |
|
505
Corning
GLW
$116B
| $54.1M | 0.03% |
2,227,685
+107,508
| +5% | +$2.56M |
|
506
Elevance Health
ELV
$81.6B
| $54M | 0.03% |
375,550
+22,603
| +6% | +$3.03M |
|
507
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
| $53.9M | 0.03% |
1,955,958
+228,789
| +13% | +$5.91M |
|
|
ENLK
508
DELISTED
EnLink Midstream Partners, LP
ENLK
| $53.9M | 0.03% |
2,925,945
+1,480,436
| +102% | +$25.8M |
|
509
Fortinet
FTNT
$113B
| $53.9M | 0.03% |
8,939,535
-1,056,580
| -11% | -$6.6M |
|
510
First Trust Energy AlphaDEX Fund
FXN
$382M
| $53.8M | 0.03% |
3,261,160
+520,856
| +19% | +$8.18M |
|
511
Emerson Electric
EMR
$83.3B
| $53.8M | 0.03% |
965,324
-242,299
| -20% | -$13M |
|
512
Southern Company
SO
$106B
| $53.8M | 0.03% |
1,094,028
-422,990
| -28% | -$20.8M |
|
513
PUT
VanEck Semiconductor ETF
SMH
$65B
| $53.7M | 0.03% |
1,500,000
-50,000
| -3% | -$1.74M |
|
514
Unilever
UL
$141B
| $53.6M | 0.03% |
1,171,250
+66,480
| +6% | +$3.1M |
|
515
State Street SPDR S&P Metals & Mining ETF
XME
$3.92B
| $53.6M | 0.03% |
1,762,150
+40,583
| +2% | +$1.17M |
|
516
CALL
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
| $53.5M | 0.03% |
1,035,000
| – | – |
|
|
SCHW
517
Charles Schwab
SCHW
$181B
| $53.4M | 0.03% |
1,353,982
-190,689
| -12% | -$6.81M |
|
518
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$105M
| $53.4M | 0.03% |
2,473,591
-214,155
| -8% | -$4.55M |
|
519
Scotiabank
BNS
$107B
| $53.3M | 0.03% |
957,437
+194,637
| +26% | +$10.6M |
|
|
520
PUT
Hilton Worldwide
HLT
$72.5B
| $53.1M | 0.03% |
651,300
+592,967
| +1,017% | +$43.6M |
|
521
Paychex
PAYX
$41.4B
| $53.1M | 0.03% |
872,121
+23,206
| +3% | +$1.34M |
|
522
CALL
HCA Healthcare
HCA
$85.7B
| $52.9M | 0.03% |
715,000
| – | – |
|
523
CALL
Energy Transfer Partners
ET
$69.6B
| $52.6M | 0.03% |
2,726,300
+1,619,700
| +146% | +$27M |
|
524
CALL
McDonald's
MCD
$191B
| $52.6M | 0.03% |
432,000
-7,430
| -2% | -$871K |
|
525
PUT
SLB Ltd
SLB
$72.6B
| $52.6M | 0.03% |
626,300
+229,400
| +58% | +$18.8M |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.