UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GAM
5201
General American Investors Company
GAM
$1.62B
| $251K | ﹤0.01% |
6,106
+96
| +2% | +$4K |
|
5202
Cass Information Systems
CASS
$748M
| $251K | ﹤0.01% |
6,732
-1,929
| -22% | -$73.9K |
|
5203
IDT Corp
IDT
$1.66B
| $251K | ﹤0.01% |
11,366
-9,333
| -45% | -$220K |
|
5204
NerdWallet
NRDS
$629M
| $251K | ﹤0.01% |
28,189
-5,249
| -16% | -$49.1K |
|
5205
Evolution Petroleum
EPM
$135M
| $249K | ﹤0.01% |
36,392
-7,955
| -18% | -$67.3K |
|
5206
Pulmonx
LUNG
$104M
| $248K | ﹤0.01% |
24,051
-2,226
| -8% | -$25.8K |
|
|
NFBK
5207
DELISTED
Northfield Bancorp
NFBK
| $248K | ﹤0.01% |
26,260
-6,542
| -20% | -$71.6K |
|
5208
MetroCity Bankshares
MCBS
$1.04B
| $248K | ﹤0.01% |
12,587
-315
| -2% | -$6.28K |
|
5209
Seneca Foods Class A
SENEA
$1.3B
| $248K | ﹤0.01% |
4,600
-631
| -12% | -$28.3K |
|
5210
Enlight Renewable Energy
ENLT
$11.9B
| $247K | ﹤0.01% |
15,769
-22,702
| -59% | -$394K |
|
|
BPT
5211
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
| $247K | ﹤0.01% |
34,593
+3,551
| +11% | +$22.5K |
|
|
SABA
5212
Saba Capital Income & Opportunities Fund II
SABA
$220M
| $246K | ﹤0.01% |
31,906
+5,606
| +21% | +$46.1K |
|
|
ITI
5213
DELISTED
Iteris, Inc.
ITI
| $246K | ﹤0.01% |
59,344
-4,277
| -7% | -$18.2K |
|
5214
Camtek
CAMT
$7.72B
| $246K | ﹤0.01% |
3,944
-20,909
| -84% | -$1.03M |
|
5215
Genelux
GNLX
$123M
| $246K | ﹤0.01% |
10,025
+7,008
| +232% | +$178K |
|
|
TWKS
5216
DELISTED
Thoughtworks Holding, Inc. Common Stock
TWKS
| $245K | ﹤0.01% |
60,088
+33,292
| +124% | +$189K |
|
5217
KRONOS Worldwide
KRO
$975M
| $245K | ﹤0.01% |
31,589
+1,207
| +4% | +$10.5K |
|
5218
Oak Valley Bancorp
OVLY
$287M
| $245K | ﹤0.01% |
9,757
-198
| -2% | -$5.13K |
|
5219
Atomera
ATOM
$219M
| $244K | ﹤0.01% |
39,011
-999
| -2% | -$7.13K |
|
|
TDAY
5220
USA Today Co
TDAY
$1.03B
| $244K | ﹤0.01% |
99,536
-15,734
| -14% | -$43.5K |
|
5221
iShares MSCI New Zealand ETF
ENZL
$82.8M
| $243K | ﹤0.01% |
5,497
-2,304
| -30% | -$108K |
|
|
RESE
5222
DELISTED
WisdomTree Emerging Markets ESG Fund
RESE
| $243K | ﹤0.01% |
8,999
+8,559
| +1,945% | +$242K |
|
5223
TORM
TRMD
$3.08B
| $243K | ﹤0.01% |
+8,834
| New | +$224K |
|
5224
Xponential Fitness
XPOF
$206M
| $243K | ﹤0.01% |
15,665
-43,562
| -74% | -$854K |
|
|
FUSN
5225
DELISTED
Fusion Pharmaceuticals Inc. Common Shares
FUSN
| $243K | ﹤0.01% |
93,309
-651
| -0.7% | -$2.09K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.