UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PNNT
5151
Pennant Park Investment Corp
PNNT
$243M
| $269K | ﹤0.01% |
40,814
+1,118
| +3% | +$7.25K |
|
|
SEI
5152
Solaris Energy Infrastructure
SEI
$4.17B
| $268K | ﹤0.01% |
25,151
+2,805
| +13% | +$28.6K |
|
5153
Choiceone Financial
COFS
$514M
| $268K | ﹤0.01% |
13,646
-42
| -0.3% | -$979 |
|
5154
Liberty Live Group Series A
LLYVA
$9.66B
| $268K | ﹤0.01% |
+8,396
| New | +$276K |
|
|
VBTX
5155
DELISTED
Veritex Holdings
VBTX
| $268K | ﹤0.01% |
14,924
-3,145
| -17% | -$60.7K |
|
|
STKL
5156
DELISTED
SunOpta
STKL
| $267K | ﹤0.01% |
79,293
-4,524
| -5% | -$22.7K |
|
5157
Heartland Express
HTLD
$989M
| $267K | ﹤0.01% |
18,178
+17,178
| +1,718% | +$267K |
|
5158
Main BuyWrite ETF
BUYW
$1.32B
| $267K | ﹤0.01% |
20,063
+19,721
| +5,766% | +$266K |
|
5159
Nuveen Mortgage and Income Fund
JLS
$94.1M
| $266K | ﹤0.01% |
16,779
+1,214
| +8% | +$19.7K |
|
5160
FlexShares Global Quality Real Estate Index Fund
GQRE
$423M
| $266K | ﹤0.01% |
5,444
-3,904
| -42% | -$205K |
|
5161
iShares U.S. Carbon Transition Readiness Aware Active ETF
LCTU
$1.26B
| $266K | ﹤0.01% |
5,655
+3,581
| +173% | +$176K |
|
5162
AdvanSix
ASIX
$460M
| $266K | ﹤0.01% |
8,546
-16,857
| -66% | -$585K |
|
|
ECF
5163
Ellsworth Growth & Income Fund
ECF
$177M
| $266K | ﹤0.01% |
32,992
-1,144
| -3% | -$9.79K |
|
5164
Alico
ALCO
$297M
| $265K | ﹤0.01% |
10,620
-231
| -2% | -$5.74K |
|
5165
Vital Farms
VITL
$468M
| $265K | ﹤0.01% |
22,852
-67,060
| -75% | -$772K |
|
|
ACV
5166
Virtus Diversified Income & Convertible Fund
ACV
$286M
| $264K | ﹤0.01% |
14,174
-3,739
| -21% | -$73.1K |
|
|
IAUX
5167
i-80 Gold Corp
IAUX
$1.45B
| $264K | ﹤0.01% |
172,853
-5,957
| -3% | -$11.7K |
|
5168
PUT
Vanguard Dividend Appreciation ETF
VIG
$114B
| $264K | ﹤0.01% |
+1,700
| New | +$276K |
|
5169
Horizon Technology Finance
HRZN
$336M
| $264K | ﹤0.01% |
22,211
+607
| +3% | +$7.45K |
|
5170
Concentrix
CNXC
$1.49B
| $264K | ﹤0.01% |
3,291
-57,314
| -95% | -$4.5M |
|
5171
Capital City Bank Group
CCBG
$898M
| $263K | ﹤0.01% |
8,824
-499
| -5% | -$15.4K |
|
5172
Microvision
MVIS
$53M
| $263K | ﹤0.01% |
7,996
-954
| -11% | -$43.6K |
|
|
KAMN
5173
DELISTED
Kaman Corp
KAMN
| $262K | ﹤0.01% |
13,335
-6,726
| -34% | -$150K |
|
|
CHCT
5174
Community Healthcare Trust
CHCT
$432M
| $262K | ﹤0.01% |
8,807
-13,279
| -60% | -$446K |
|
5175
Liquidity Services
LQDT
$1.36B
| $260K | ﹤0.01% |
14,767
+9,738
| +194% | +$170K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.