UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5151
Alpha and Omega Semiconductor
AOSL
$1.08B
| $117K | ﹤0.01% |
+5,494
| New | +$119K |
|
5152
VSE Corp
VSEC
$6.12B
| $117K | ﹤0.01% |
3,027
+1,152
| +61% | +$41.2K |
|
|
TWOU
5153
DELISTED
2U Inc
TWOU
| $117K | ﹤0.01% |
129
+9
| +8% | +$9.17K |
|
|
QUOT
5154
DELISTED
Quotient Technology Inc
QUOT
| $117K | ﹤0.01% |
10,894
+10,480
| +2,531% | +$122K |
|
|
TSC
5155
DELISTED
TriState Capital Holdings, Inc.
TSC
| $117K | ﹤0.01% |
5,255
+3,471
| +195% | +$65.7K |
|
|
COBZ
5156
DELISTED
CoBiz Financial,Inc
COBZ
| $117K | ﹤0.01% |
6,899
+4,982
| +260% | +$72.8K |
|
5157
Commault Systems
CVLT
$5.61B
| $116K | ﹤0.01% |
2,268
+1,031
| +83% | +$55.3K |
|
5158
State Street SPDR Global Dow ETF
DGT
$628M
| $116K | ﹤0.01% |
1,673
-16
| -0.9% | -$1.1K |
|
5159
Tredegar Corp
TG
$310M
| $116K | ﹤0.01% |
4,836
+3,288
| +212% | +$69K |
|
|
HOS
5160
DELISTED
Hornbeck Offshore Services, Inc.
HOS
| $116K | ﹤0.01% |
16,103
+11,501
| +250% | +$67.3K |
|
|
XCO
5161
DELISTED
Exco Resources
XCO
| $116K | ﹤0.01% |
8,865
+621
| +8% | +$9.97K |
|
|
KMM
5162
DELISTED
Deutsche Multi-Market Incm Trust
KMM
| $116K | ﹤0.01% |
13,558
| – | – |
|
|
GRX
5163
Gabelli Healthcare & Wellness Trust
GRX
$146M
| $115K | ﹤0.01% |
12,238
+8,799
| +256% | +$85.7K |
|
5164
Monarch Casino & Resort
MCRI
$2.23B
| $115K | ﹤0.01% |
4,454
+1,039
| +30% | +$25.7K |
|
|
PGP
5165
PIMCO Global StockPLUS & Income Fund
PGP
$100M
| $115K | ﹤0.01% |
8,112
+4,952
| +157% | +$79.9K |
|
|
AXAS
5166
DELISTED
Abraxas Petroleum Corp
AXAS
| $115K | ﹤0.01% |
2,246
+1,586
| +240% | +$62.5K |
|
|
SNBC
5167
DELISTED
Sun Bancorp Inc
SNBC
| $115K | ﹤0.01% |
4,417
+2,061
| +87% | +$49.7K |
|
5168
iShares MSCI China Small-Cap ETF
ECNS
$66.4M
| $114K | ﹤0.01% |
2,782
+916
| +49% | +$39.9K |
|
|
CEMI
5169
DELISTED
Chembio diagnostics, Inc.
CEMI
| $114K | ﹤0.01% |
16,827
+458
| +3% | +$3.17K |
|
5170
CALL
Cirrus Logic
CRUS
$6.26B
| $113K | ﹤0.01% |
+2,000
| New | +$111K |
|
5171
Daktronics
DAKT
$1.04B
| $113K | ﹤0.01% |
10,542
+3,104
| +42% | +$29.6K |
|
5172
Horizon Bancorp
HBNC
$1.04B
| $113K | ﹤0.01% |
6,080
+2,113
| +53% | +$31.8K |
|
5173
PUT
Moody's
MCO
$82.7B
| $113K | ﹤0.01% |
+1,200
| New | +$121K |
|
5174
Titan International
TWI
$475M
| $113K | ﹤0.01% |
10,068
+3,678
| +58% | +$40.2K |
|
|
PSIX
5175
Power Solutions International
PSIX
$942M
| $113K | ﹤0.01% |
14,983
+848
| +6% | +$9.3K |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.