UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5126
First Trust Long Duration Opportunities ETF
LGOV
$625M
| $120K | ﹤0.01% |
4,154
+3,221
| +345% | +$91.2K |
|
5127
PUT
NextEra Energy
NEE
$179B
| $120K | ﹤0.01% |
2,000
+400
| +25% | +$25.1K |
|
5128
Personalis
PSNL
$1.54B
| $120K | ﹤0.01% |
14,907
+4,042
| +37% | +$37.6K |
|
|
RGT
5129
Royce Global Value Trust
RGT
$101M
| $120K | ﹤0.01% |
14,964
-9,935
| -40% | -$106K |
|
5130
Verrica Pharmaceuticals
VRCA
$87.4M
| $120K | ﹤0.01% |
1,098
-773
| -41% | -$102K |
|
|
QIG
5131
WisdomTree U.S. Corporate Bond Fund
QIG
$17.5M
| $120K | ﹤0.01% |
2,372
+1,728
| +268% | +$90.1K |
|
|
MFV
5132
DELISTED
MFS SPECIAL VALUE TRUST
MFV
| $120K | ﹤0.01% |
24,904
-11,535
| -32% | -$71.2K |
|
|
ECOM
5133
DELISTED
CHANNELADVISOR CORPORATION
ECOM
| $120K | ﹤0.01% |
16,464
-16,892
| -51% | -$149K |
|
5134
Bally's
BALY
$671M
| $119K | ﹤0.01% |
9,141
-13,594
| -60% | -$313K |
|
5135
Culp Inc
CULP
$43.8M
| $119K | ﹤0.01% |
16,190
-10,556
| -39% | -$114K |
|
5136
Pearson
PSO
$9.78B
| $119K | ﹤0.01% |
17,238
-7,741
| -31% | -$56.4K |
|
|
NDP
5137
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
| $119K | ﹤0.01% |
12,994
+858
| +7% | +$20.7K |
|
5138
Cerence
CRNC
$391M
| $118K | ﹤0.01% |
7,674
-601
| -7% | -$12.6K |
|
5139
Equity Bancshares
EQBK
$1.06B
| $118K | ﹤0.01% |
6,845
-8,466
| -55% | -$213K |
|
|
ETNB
5140
DELISTED
89bio
ETNB
| $118K | ﹤0.01% |
4,687
-1,506
| -24% | -$44K |
|
5141
Immersion
IMMR
$247M
| $118K | ﹤0.01% |
21,958
-14,075
| -39% | -$97.2K |
|
5142
Progyny
PGNY
$1.99B
| $118K | ﹤0.01% |
5,543
-23,569
| -81% | -$648K |
|
|
CHUY
5143
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
| $118K | ﹤0.01% |
11,722
-16,291
| -58% | -$341K |
|
|
GTHX
5144
DELISTED
G1 Therapeutics, Inc. Common Stock
GTHX
| $118K | ﹤0.01% |
10,726
-16,684
| -61% | -$312K |
|
|
KDNY
5145
DELISTED
Chinook Therapeutics, Inc. Common Stock
KDNY
| $118K | ﹤0.01% |
8,631
-8,596
| -50% | -$102K |
|
|
NJV
5146
DELISTED
Nuveen New Jersey Municipal Value Fund Common shares of beneficial interest
NJV
| $118K | ﹤0.01% |
9,179
+642
| +8% | +$8.76K |
|
|
AGEN
5147
Agenus
AGEN
$315M
| $117K | ﹤0.01% |
2,426
-2,915
| -55% | -$183K |
|
5148
Donnelley Financial Solutions
DFIN
$1.17B
| $117K | ﹤0.01% |
22,162
-22,373
| -50% | -$190K |
|
5149
Evolution Petroleum
EPM
$134M
| $117K | ﹤0.01% |
44,845
-12,123
| -21% | -$54.9K |
|
5150
Global Partners
GLP
$1.72B
| $117K | ﹤0.01% |
13,262
-39,333
| -75% | -$661K |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.