UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5101
Matsons
MATX
$6.18B
| $125K | ﹤0.01% |
3,524
+2,690
| +323% | +$104K |
|
5102
OFG Bancorp
OFG
$2.21B
| $125K | ﹤0.01% |
9,508
+9,274
| +3,963% | +$111K |
|
|
MNK
5103
CALL
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
| $125K | ﹤0.01% |
+2,500
| New | +$147K |
|
|
RTEC
5104
DELISTED
Rudolph Technologies Inc
RTEC
| $125K | ﹤0.01% |
5,350
+4,501
| +530% | +$88.2K |
|
|
QADA
5105
DELISTED
QAD Inc.
QADA
| $125K | ﹤0.01% |
4,093
+2,622
| +178% | +$68.9K |
|
5106
Matrix Service
MTRX
$335M
| $124K | ﹤0.01% |
5,444
-44,545
| -89% | -$887K |
|
|
CACQ
5107
DELISTED
Caesars Acquisition Company
CACQ
| $124K | ﹤0.01% |
9,157
+8,841
| +2,798% | +$108K |
|
|
SWZ
5108
Swiss Helvetia Fund
SWZ
$77.5M
| $123K | ﹤0.01% |
12,015
+353
| +3% | +$3.62K |
|
5109
ProShares Ultra Euro
ULE
$4.43M
| $123K | ﹤0.01% |
+8,750
| New | +$130K |
|
|
HTB
5110
HomeTrust Bancshares
HTB
$848M
| $123K | ﹤0.01% |
4,756
+1,333
| +39% | +$29K |
|
|
CCXI
5111
DELISTED
ChemoCentryx, Inc.
CCXI
| $123K | ﹤0.01% |
16,561
+16,539
| +75,177% | +$119K |
|
|
CLCT
5112
DELISTED
Collectors Universe
CLCT
| $123K | ﹤0.01% |
5,771
+912
| +19% | +$18.2K |
|
|
TYPE
5113
DELISTED
Monotype Imaging Holdings Inc.
TYPE
| $123K | ﹤0.01% |
6,235
+4,932
| +379% | +$99.3K |
|
|
ACTA
5114
DELISTED
Actua Corp
ACTA
| $123K | ﹤0.01% |
8,784
+4,001
| +84% | +$52.7K |
|
5115
Independent Bank Corp
IBCP
$844M
| $122K | ﹤0.01% |
5,630
+3,019
| +116% | +$55.7K |
|
5116
Preferred Bank
PFBC
$1.25B
| $122K | ﹤0.01% |
+2,325
| New | +$98.5K |
|
5117
CALL
Ralph Lauren
RL
$23.6B
| $122K | ﹤0.01% |
+1,352
| New | +$137K |
|
|
SRDX
5118
DELISTED
Surmodics
SRDX
| $122K | ﹤0.01% |
4,807
+1,910
| +66% | +$50.2K |
|
|
NSLR
5119
Neostellar Capital Corp
NSLR
$254M
| $122K | ﹤0.01% |
29,017
+19,856
| +217% | +$80.6K |
|
5120
ProShares UltraShort Yen
YCS
$29.3M
| $122K | ﹤0.01% |
+6,076
| New | +$107K |
|
|
OPB
5121
DELISTED
Opus Bank Common Stock
OPB
| $122K | ﹤0.01% |
4,028
-122,131
| -97% | -$3.26M |
|
|
KND
5122
DELISTED
Kindred Healthcare
KND
| $122K | ﹤0.01% |
15,482
-35,412
| -70% | -$291K |
|
|
BBG
5123
DELISTED
Bill Barrett Corp
BBG
| $122K | ﹤0.01% |
17,436
-5,750
| -25% | -$36.7K |
|
|
SBY
5124
DELISTED
Silver Bay Realty Trust Corp.
SBY
| $122K | ﹤0.01% |
7,122
+1,023
| +17% | +$17.6K |
|
5125
Braskem
BAK
$913M
| $121K | ﹤0.01% |
+5,713
| New | +$101K |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.